KEFI Minerals plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (7632Y)

TIDMKEFI

RNS Number : 7632Y

KEFI Minerals plc

07 March 2017

 
 
  TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
---------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                                KEFI Minerals plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  ----------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
---------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
------------------------------------------------------------------------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------------------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------------------ 
 Other (please                                              Reverse Stock Split              X 
  specify): 
---------------------------------------------------------  ------------------------------- 
 3. Full name of person(s)                                                JPMorgan Chase & Co. 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  --------------------------------- 
 4. Full name of shareholder(s)                                     J.P. Morgan Securities Plc 
  (if different from 3.):(iv) 
-----------------------------------------------------------  --------------------------------- 
 5. Date of the transaction                                                      02 March 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  --------------------------------- 
 6. Date on which issuer                                                         06 March 2017 
  notified: 
-----------------------------------------------------------  --------------------------------- 
 7. Threshold(s) that is/are                                             10%, 9%, 8% Downwards 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  --------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                               Resulting situation after the 
  of             to the triggering                                triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  -----------------------------------------------  ------------------------------------------------------------- 
                Number            Number                         Number      Number of               % of voting 
                 of                of                            of shares    voting                  rights (x) 
                 Shares            Voting                                     rights 
                                   Rights 
-------------  ----------------  -----------------------------  ----------  ----------------------  ------------------------- 
                                                                 Direct      Direct     Indirect     Direct        Indirect 
                                                                             (xi)        (xii) 
-------------      ------------      -----------  ------------  ----------  ---------  -----------  ------------  ----------- 
 GB00BD8GP619   396,000,000       396,000,000                                           23,294,117                 7.00% 
               ----------------  -----------------------------  ----------  ---------  -----------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration        Exercise/                                Number of voting          % of voting 
 financial           date              Conversion                               rights that               rights 
 instrument          (xiii)            Period (xiv)                             may be 
                                                                                acquired if 
                                                                                the 
                                                                                instrument 
                                                                                is 
                                                                                exercised/ 
                                                                                converted. 
-----------------  ----------------  ---------------------------------------  ------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise          Expiration     Exercise/                 Number of voting          % of voting 
 financial         price            date            Conversion                rights instrument         rights (xix, 
 instrument                         (xvii)          period                    refers to                 xx) 
                                                    (xviii) 
---------------  ----------------  -------------  ------------------------  ------------------------  ----------------------- 
                                                                                                       Nominal       Delta 
---------------  ----------------  -------------  ------------------------  ------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                           Percentage of voting rights 
----------------------------------------------------------------  ----------------------------------------------------------- 
 23,294,117                                                        7.00% 
----------------------------------------------------------------  ----------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------- 
 Total disclosable holding for JPMorgan Chase & Co. : 
  23,294,117 (7.00%) 
  Direct: J.P. Morgan Securities Plc: : 23,294,117 (7.00%) 
  Shares 
 
  Chain of control: 
  JPMorgan Chase & Co. 
  JPMorgan Chase Bank, National Association (100%) 
  J.P. Morgan International Inc. (100%) 
  Bank One International Holdings Corporation (100%) 
  J.P. Morgan International Finance Limited (100%) 
  J.P. Morgan Capital Holdings Limited (72.73%) 
  J.P. Morgan Chase (UK) Holdings Limited (99.99%) 
  J.P. Morgan Chase International Holdings (100%) 
  J.P. Morgan Securities plc (99.41%) 
 
 Proxy Voting: 
----------------------------------------------------------------------- 
 10. Name of the proxy holder:                                      N/A 
-------------------------------------------------------  -------------- 
 11. Number of voting rights proxy                                  N/A 
  holder will cease to hold: 
-------------------------------------------------------  -------------- 
 12. Date on which proxy holder will                                N/A 
  cease to hold voting rights: 
-------------------------------------------------------  -------------- 
 
                                                                    N/A 
  13. Additional information: 
-------------------------------------------------------  -------------- 
 14. Contact name:                                            Tung T Le 
-------------------------------------------------------  -------------- 
 15. Contact telephone number:                            0207 742 7272 
-------------------------------------------------------  -------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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March 07, 2017 07:51 ET (12:51 GMT)