Interserve PLC Holding(s) in Company (8348K)

TIDMIRV

RNS Number : 8348K

Interserve PLC

12 July 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
----------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                           Interserve Plc 
  or the underlying issuer                                       LEI: 549300MVYY4EZCRFHZ09 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
--------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
----------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
--------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
----------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
--------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments                                          x 
--------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
--------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                Coltrane Asset Management, 
                                                      L.P. 
 City and country of registered                      Grand Cayman, Cayman Islands 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
----------------------------------------------------------------------------------------------------- 
 Name                                                Coltrane Master Fund, L.P. 
--------------------------------------------------  ------------------------------------------------- 
 City and country of registered                      Grand Cayman, Cayman Islands 
  office (if applicable) 
--------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                      July 10, 2017 
  was crossed or reached(vi) 
  : 
--------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                    July 11, 2017 
  (DD/MM/YYYY): 
--------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
----------------------------------------------------------------------------------------------------- 
                                % of voting            % of voting        Total of       Total number 
                              rights attached        rights through       both in %       of voting 
                                 to shares              financial        (8.A + 8.B)      rights of 
                                 (total of             instruments                        issuer(vii) 
                                   8. A)                (total of 
                                                       8.B 1 + 8.B 
                                                           2) 
----------------------  --------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                        N/A                   9.02%             9.02%         13,157,379 
----------------------  --------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)                       N/A                   8.96%             8.96% 
----------------------  --------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
---------------------- 
                              Direct             Indirect                   Direct                 Indirect 
                             (Art 9 of          (Art 10 of                 (Art 9 of               (Art 10 of 
                             Directive           Directive                 Directive               Directive 
                            2004/109/EC)       2004/109/EC)              2004/109/EC)             2004/109/EC) 
                              (DTR5.1)          (DTR5.2.1)                 (DTR5.1)                (DTR5.2.1) 
---------------------   ------------------  -----------------  -------------------------------  -------------- 
 
 
 
 SUBTOTAL 
  8. A 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration         Exercise/          Number of voting                  % of voting 
  instrument              date(x)            Conversion         rights that                       rights 
                                             Period(xi)         may be acquired 
                                                                if the instrument 
                                                                is 
                                                                exercised/converted. 
----------------------  -----------------  -----------------  --------------------------------  -------------- 
 
 
 
                                            SUBTOTAL 8. 
                                             B 1 
                                           -----------------  --------------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration          Exercise/         Physical              Number       % of voting 
  financial              date(x)            Conversion        or cash                of voting    rights 
  instrument                                Period            settlement(xii)        rights 
                                            (xi) 
---------------------  ------------------  ----------------  --------------------  -----------  -------------- 
 Equity 
  CFD 
  (ISIN:GB0001528156)                                                Cash           13,157,379       9.02% 
-----------------------------------------------------------  --------------------  -----------  -------------- 
 
 
                                        SUBTOTAL 
                                         8.B.2                                      13,157,379       9.02% 
                                       --------------------                        -----------  -------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                       X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
---------------------------------------------------------------  --------------------- 
      Name(xv)          % of voting           % of voting            Total of both 
                        rights if it         rights through           if it equals 
                        equals or is      financial instruments       or is higher 
                         higher than          if it equals         than the notifiable 
                       the notifiable         or is higher              threshold 
                          threshold        than the notifiable 
                                                threshold 
-------------------  -----------------  -----------------------  --------------------- 
 Coltrane Asset 
  Management, 
  L.P. 
-------------------  -----------------  -----------------------  --------------------- 
 Mandeep Manku 
-------------------  -----------------  -----------------------  --------------------- 
 Coltrane Domestic 
  Fund, L.P. 
-------------------  -----------------  -----------------------  --------------------- 
 Coltrane Offshore 
  Fund, Ltd 
-------------------  -----------------  -----------------------  --------------------- 
 Coltrane GP, 
  LLC 
-------------------  -----------------  -----------------------  --------------------- 
 Coltrane Master 

  Fund, L.P.                                     9.02%                   9.02% 
--------------------------------------  -----------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
-------------------------------------------------------------------------------------- 
 Name of the proxy holder 
--------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
--------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
--------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
-------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   New York, NY 
--------------------  ------------------- 
 Date of completion    July 11(th) , 2017 
--------------------  ------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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July 12, 2017 04:44 ET (08:44 GMT)