Credit Suisse Securities (USA) LLC Form 38.5b - International Paper Company (6406L)

TIDMTTM

RNS Number : 6406L

Credit Suisse Securities (USA) LLC

20 April 2018

,Ap27

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

   1.          KEY INFORMATION 
 
Name of exempt principal  Credit Suisse Securities 
 trader                    (USA) LLC 
========================  ======================== 
Company dealt in          International Paper 
                           Co 
========================  ======================== 
Class of relevant         USD 1.00 common stock 
 security to which 
 the dealings being 
 disclosed relate 
 (Note 1) 
========================  ======================== 
Date of dealing            19-April-2018 
========================  ======================== 
 
   2.          INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 
                                         Long               Short 
===========================  =================  =================== 
                             Number      (%)     Number       (%) 
===========================  =========  ======  ===========  ====== 
(1) Relevant securities      19,265 0.005%      48,992 0.012% 
===========================  =================  =================== 
(2) Derivatives (other 
 than options) 
===========================  =================  =================== 
(3) Options and agreements 
 to purchase/sell 
===========================  =================  =================== 
Total                        19,265 0.005%      48,992 0.012% 
===========================  =================  =================== 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 
Class of relevant                        Long                Short 
 security: 
==========================  ===================  ===================== 
                            Number        (%)     Number         (%) 
==========================  =========    ======  ===========    ====== 
(1) Relevant securities 
==========================  ===================  ===================== 
(2) Derivatives (other 
 than options) 
==========================  ===================  ===================== 
(3) Options and agreements 
 to purchase/sell 
==========================  ===================  ===================== 
Total 
==========================  ===================  ===================== 
 
 

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   3.       DEALINGS (Note 3) 
   (a)      Purchases and sales 
 
 Purchase/sale         Number of relevant       Price per 
                        securities               unit (Note 
                                                 4) 
==============  =========================  ================ 
Purchase        989                        53.59 (USD) 
==============  =========================  ================ 
Purchase        2,540                      54.07 (USD) 
==============  =========================  ================ 
Sale            4,507                      53.59 (USD) 
==============  =========================  ================ 
Sale            2,540                      54.07 (USD) 
==============  =========================  ================ 
 
   (b)      Derivatives transactions (other than options transactions) 
 
 Product     Nature of      Number of relevant   Price 
  name,       transaction    securities           per unit 
  e.g. CFD    (Note 5)       (Note 6)             (Note 
                                                  4) 
==========  =============  ===================  ========== 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
 Product   Writing,       Number           Exercise   Type,       Expiry   Option 
  name,     selling,       of securities    price      e.g.        date     money 
  e.g.      purchasing,    to which                    American,            paid/received 
  call      varying        the option                  European             per unit 
  option    etc.           relates                     etc.                 (Note 
                           (Note                                            4) 
                           7) 
========  =============  ===============  =========  ===========  ======  =============== 
 
 
   (ii)      Exercising 
 
 Product name,         Number of securities       Exercise price 
  e.g. call                                        per unit (Note 
  option                                           4) 
==============  ===========================  ==================== 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 3) 
 
 Nature of            Details       Price per 
  transaction                        unit 
  (Note 7)                           (if applicable) 
                                     (Note 4) 
=============  ==============  ===================== 
 
 

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   4.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities

under any option referred to on this form or relating to the voting rights or future

acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   Is a Supplemental Form 38.5(b) attached? (Note 8)                    NO 
 
Date of disclosure        20-April-2018 
========================  ==================== 
Contact name              Anthony Allen / Paul 
                           MacDonald 
========================  ==================== 
Telephone number          0207 888 5416 / 8548 
========================  ==================== 
Name of offeree/offeror   Smurfit Kappa Plc 
 with which connected 
========================  ==================== 
Nature of connection      Corporate Broker 
 (Note 9) 
========================  ==================== 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 20, 2018 06:32 ET (10:32 GMT)