Holding(s) in Company
25/08/2011 7:40am
UK Regulatory
TIDMHPEQ
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer Henderson Private
of existing shares to which voting rights are Equity Investment
attached:ii Trust plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to X
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the QVT Financial LP
notification obligation:iii
4. Full name of shareholder(s) QVT Fund LP
(if different from 3.):iv
Quintessence Fund L.P.
5. Date of the transaction and date on
which the threshold is crossed or 12 August 2011
reached: v
6. Date on which issuer notified: 24 August 2011
7. Threshold(s) that is/are crossed or n/a
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
Number Number Number Number of voting % of voting
if possible of of of shares rights rights x
using Shares Voting
the ISIN Rights Direct Direct xi Indirect Direct Indirect
CODE xii
GB0030955313
Below 3% Below 3% 800,000 800,000 4.24%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date xvii Conversion instrument refers to rights xix, xx
instrument period
xviii
Nominal Delta
CFD
1,220,661 6.48%
Total (A+B+C)
Number of voting rights Percentage of voting rights
2,020,661 10.72%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: No reporting threshold was crossed (last TR-1 was also at
the 10% threshold), but CFDs were sold and shares with
voting rights were purchased.
14. Contact name: Meg Eisner
15. Contact telephone number: +1 (212) 705 6229
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) QVT Financial LP
Contact address 1177 Avenue of the
Americas, 9th Floor
(registered office for legal entities)
New York, NY 10036, USA
Phone number & email +1 (212) 705-8800
regulatoryfilings@qvt.com
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity
subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
END