Henderson Private Holding(s) in Company

 
TIDMHPEQ 
 
For filings with the FSA include the annex 
 
For filings with issuer exclude the annex 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
 
1. Identity of the issuer or the underlying issuer    Henderson Private Equity Investment 
of existing shares to which voting rights are         Trust plc 
attached:ii 
 
 
2. Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): Reduction in percentage of voting rights held following Tender    X 
                        Offer 
 
 
3. Full name of person(s) subject to the             OXFORDSHIRE COUNTY COUNCIL 
notification obligation:iii                                 PENSION FUND 
 
4. Full name of shareholder(s) 
 (if different from 3.):iv 
 
5. Date of the transaction and date on 
which the threshold is crossed or 
reached: v                                                14/9/2012, 21/12/2012 
 
6. Date on which issuer notified:                               04/01/2013 
 
7. Threshold(s) that is/are crossed or                          6%, 5%, 4% 
reached: vi, vii 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of                 Situation       Resulting situation after the triggering 
shares                        previous        transaction 
                              to the 
                              triggering 
if possible using             transaction 
the ISIN CODE 
                              Number  Number  Number  Number of voting  % of  voting 
                              of      of      of      rights            rights x 
                              Shares  Voting  shares 
                                      Rights 
                                              Direct  Direct  Indirect  Direct Indirect 
                                                      xi      xii 
Henderson Private Equity 
Investment Trust plc 
                              625,215 625,215 132,519 132,519 0         3.75%  0% 
GB0030955313 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial  Expiration  Exercise/               Number of voting        % of voting 
instrument         date xiii   Conversion Period xiv   rights that may be      rights 
                                                       acquired if the 
                                                       instrument is 
                                                       exercised/ converted. 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of    Exercise Expiration   Exercise/     Number of voting rights    % of voting 
financial  price    date xvii    Conversion    instrument refers to       rights xix, xx 
instrument                       period xviii 
 
                                                                          Nominal   Delta 
 
 
 
Total (A+B+C) 
 
Number of voting rights                   Percentage of voting rights 
 
132,519                                   3.75% 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
Proxy Voting: 
 
10. Name of the proxy holder:                        OXFORDSHIRE COUNTY COUNCIL PENSION FUND 
 
11. Number of voting rights proxy holder will cease                   N/A 
to hold: 
 
12. Date on which proxy holder will cease to hold                     N/A 
voting rights: 
 
13. Additional information: 
 
14. Contact name:                                               Deione Walton 
 
15. Contact telephone number:                                   01865 323979 
 
 
 
 
Note: Annex should only be submitted to the FSA not the issuer 
 
Annex: Notification of major interests in sharesxxii 
 
 
A: Identity of the persons or legal entity subject to the notification 
obligation 
 
Full name 
 
(including legal form of legal entities) 
 
Contact address 
 
(registered office for legal entities) 
 
Phone number & email 
 
Other useful information 
 
(at least legal representative for legal persons) 
 
B: Identity of the notifier, if applicable 
 
Full name 
 
Contact address 
 
Phone number & email 
 
Other useful information 
 
(e.g. functional relationship with the person or legal entity subject to the 
notification obligation) 
 
C: Additional information 
 
For notes on how to complete form TR-1 please see the FSA website. 
 
 
 
 
 
 
END