Henderson Private Holding(s) in Company

 
TIDMHPEQ 
 
For filings with the FSA include the annex 
 
For filings with issuer exclude the annex 
 
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
 
 
1. Identity of the issuer or the underlying issuer          HENDERSON PRIVATE EQUITY 
of existing shares to which voting rights are                 INVESTMENT TRUST PLC 
attached:ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                            x 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify):                           Repurchase of shares by company      x 
 
3. Full name of person(s) subject to the             EAST RIDING OF YORKSHIRE COUNCIL 
notification obligation:iii 
 
4. Full name of shareholder(s)                         STATE STREET NOMINEES LIMITED 
 (if different from 3.):iv 
 
5. Date of the transaction and date on 
which the threshold is crossed or                            31 DECEMBER 2012 
reached: v 
 
6. Date on which issuer notified:                             3 JANUARY 2013 
 
7. Threshold(s) that is/are crossed or                              5 % 
reached: vi, vii 
 
 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of  Situation         Resulting situation after the triggering transaction 
shares         previous 
               to the triggering 
               transaction 
if possible 
using          Number   Number   Number    Number of voting       % of  voting rights x 
the ISIN CODE  of       of       of shares rights 
               Shares   Voting 
                        Rights   Direct    Direct xi Indirect xii Direct    Indirect 
 
   ORDINARY 
               670,176  670,176   142,049   142,049      N/A        4.01%       N/A 
 GB0030955313 
 
 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial  Expiration Exercise/              Number of voting       % of voting 
instrument         date xiii  Conversion Period xiv  rights that may be     rights 
                                                     acquired if the 
                                                     instrument is 
                                                     exercised/ converted. 
 
 
 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of    Exercise Expiration   Exercise/     Number of voting rights   % of voting 
financial  price    date xvii    Conversion    instrument refers to      rights xix, xx 
instrument                       period xviii 
 
 
                                                                         Nominal   Delta 
 
 
 
 
 
 
Total (A+B+C) 
 
Number of voting rights                  Percentage of voting rights 
 
                142,049                                       4.01% 
 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
 
 
 
 
 
                                      N/A 
 
 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
 
 
 
13. Additional information:        CALCULATION BASED ON 3,538,185 SHARES IN ISSUE 
 
14. Contact name:                  JOANNA NOTTINGHAM 
 
15. Contact telephone number:      01482 394149 
 
 
 
 
 
 
END