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Share Name Share Symbol Market Type Share ISIN Share Description
Henderson Alternative Strategies Trust Plc LSE:HAST London Ordinary Share GB0001216000 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 272.00 272.00 276.00 0.00 01:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Equity Investment Instruments 2.2 1.6 4.2 64.5 1,027

Henderson Alternative Strat Tst PLC Holding(s) in Company

13/11/2020 9:51am

UK Regulatory (RNS & others)


TIDMHAST TIDM80GT

RNS Number : 2641F

Henderson Alternative Strat Tst PLC

13 November 2020

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                 Henderson Alternative Strategies 
  underlying issuer of existing shares                                         Trust plc 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                                                JPMorgan Chase & Co. 
 City and country of registered office                                          Wilmington, Delaware, USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                                 J.P. Morgan Securities Plc 
                                                                       JPMorgan Chase Bank, N.A. 
                                                             -------------------------------------------- 
 City and country of registered office                                             London, United Kingdom 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                                                      10 November 2020 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                                          12 November 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                    13.04%                0.00%              13.04%           38,678,638 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                   12.02%                0.00%              12.02% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights                              % of voting rights 
  shares               (ix) 
  ISIN code (if 
  possible) 
                               Direct                   Indirect                  Direct                Indirect 
                         (Art 9 of Directive       (Art 10 of Directive    (Art 9 of Directive    (Art 10 of Directive 
                            2004/109/EC)               2004/109/EC)            2004/109/EC)           2004/109/EC) 
                              (DTR5.1)                  (DTR5.2.1)               (DTR5.1)              (DTR5.2.1) 
                                                ------------------------ 
    GB0001216000                                        5,045,311                                        13.04% 
                     -------------------------  ------------------------  ---------------------  --------------------- 
 
 
 SUBTOTAL 8. A                            5,045,311                                          13.04% 
                     ---------------------------------------------------  -------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial    Expiration        Exercise/                    Number of voting             % of voting 
  instrument           date (x)          Conversion Period            rights that may              rights 
                                         (xi)                         be acquired if 
                                                                      the instrument 
                                                                      is 
                                                                      exercised/converted. 
                     ----------------  ---------------------------  ---------------------------  --------------------- 
 
 
                                        SUBTOTAL 8. B 
                                         1 
                                       ---------------------------  ---------------------------  --------------------- 
 
 
 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of financial   Expiration   Exercise/      Physical or      Number of        % of voting 
  instrument          date (x)     Conversion     cash             voting rights    rights 
                                   Period (xi)    settlement 
                                                  (xii) 
                    -----------  -------------  ---------------  --------------- 
 
 
                                                 SUBTOTAL 8.B.2 
                                                ---------------  --------------- 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                            X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
         Name (xv)             % of voting rights      % of voting rights       Total of both if 
                                 if it equals or        through financial        it equals or is 
                                is higher than the      instruments if it        higher than the 
                               notifiable threshold    equals or is higher     notifiable threshold 
                                                       than the notifiable 
                                                            threshold 
                             ----------------------  ---------------------  ------------------------ 
 JPMorgan Chase & 
  Co. 
                             ----------------------  ---------------------  ------------------------ 
 JPMorgan Chase Bank, 
  National Association 
                             ----------------------  ---------------------  ------------------------ 
 J.P. Morgan International 
  Finance Limited 
                             ----------------------  ---------------------  ------------------------ 
 J.P. Morgan Capital 
  Holdings Limited 
                             ----------------------  ---------------------  ------------------------ 
 J.P. Morgan Securities 
  plc                                13.04%                                          13.04% 
                             ----------------------  ---------------------  ------------------------ 
 
 
 JPMorgan Chase & 
  Co. 
                             ----------------------  ---------------------  ------------------------ 
 JPMorgan Chase Bank, 
  National Association 
                             ----------------------  ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                                                                        N/A 
                                                     ----------------------------------------------- 
 The number and % of voting rights                                                               N/A 
  held 
                                                     ----------------------------------------------- 
 The date until which the voting rights                                                          N/A 
  will be held 
                                                     ----------------------------------------------- 
 
 11. Additional information (xvi) 
 
                                  Chain of controlled undertakings : 
 
                                         JPMorgan Chase & Co. 
                           JPMorgan Chase Bank, National Association (100%) 
                           J.P. Morgan International Finance Limited (100%) 
                              J.P. Morgan Capital Holdings Limited (100%) 
                                   J.P. Morgan Securities plc (100%) 
 
                                         JPMorgan Chase & Co. 
                           JPMorgan Chase Bank, National Association (100%) 
 
 
 
 Place of completion   London, United Kingdom 
 Date of completion          12 November 2020 
                      ----------------------- 
 

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