Henderson Alternative Strat Tst PLC Holding(s) in Company (3088L)

TIDMHAST

RNS Number : 3088L

Henderson Alternative Strat Tst PLC

08 January 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
----------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying          Henderson Alternative Strategies 
  issuer                                                          Trust plc 
  of existing shares to which voting rights 
  are 
  attached: 
--------------------------------------------------  ----------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
--------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      yes 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  ---------------------------------------------------------  ------- 
 3. Full name of person(s) subject                    1607 Capital Partners, LLC 
  to the 
  notification obligation: 
--------------------------------------------  ----------------------------------------- 
 4. Full name of shareholder(s)                       Northern Trust    5,370,110 
  (if different from 3.):                             Bny Mellon        3,612,965 
                                                      State Street      1,340,837 
--------------------------------------------  ----------------------------------------- 
 5. Date of the transaction and date                       January 5, 2016 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------  ----------------------------------------- 
 6. Date on which issuer notified:                         January 7, 2016 
--------------------------------------------  ----------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                                  22%, 23%, 24% 
--------------------------------------------  ----------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                   Resulting situation after the triggering 
 of               to the triggering                    transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  -----------------------------------  ----------------------------------------------------------- 
                 Number         Number                Number   Number of voting           % of voting rights 
                  of             of                   of        rights                     (x) 
                  Shares         Voting               shares 
                                 Rights 
--------------  -------------  --------------------  -------  -------------------------  ----------------------- 
                                                      Direct   Direct        Indirect     Direct     Indirect 
                                                                (xi)          (xii) 
--------------  -----  ------  ------  ------  ----  -------  ------------  -----------  ---------  ------------ 
 GB0001216000     9,448,912          9,448,912                               10,323,912                24.02% 
--------------  -------------  --------------------  -------  ------------  -----------  ---------  ------------ 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------- 
 Type of financial      Expiration      Exercise/                    Number of voting         % of voting 
  instrument             date            Conversion Period            rights that may          rights 
                                                                      be 
                                                                      acquired if the 
                                                                      instrument is 
                                                                      exercised/ converted. 
---------------------  --------------  ---------------------------  -----------------------  ------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
---------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise       Expiration      Exercise/      Number of voting           % of voting rights 
  financial       price          date            Conversion     rights instrument 
  instrument                                     period         refers to 
--------------  -------------  --------------  -------------  -------------------------  ----------------------- 
                                                                                          Nominal     Delta 
--------------  -------------  --------------  -------------  -------------------------  ----------  ----------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                       Percentage of voting rights 
------------------------------------------------------------  -------------------------------------------------- 
 Same as A 
------------------------------------------------------------  -------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
--------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
--------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
---------------------------------------  -------------------------------------- 
 14. Contact name: 
---------------------------------------  -------------------------------------- 
 15. Contact telephone number: 
---------------------------------------  -------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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January 08, 2016 07:07 ET (12:07 GMT)