Helios Underwriting Plc Replacement - Holding(s) in Company (1123Z)

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RNS Number : 1123Z

Helios Underwriting Plc

12 December 2017

The following replaces the Holding(s) in Company announcement released at 9.30 a.m. on 12 December 2017 under RNS No. 0786Z. The correct name of the person subject to the notification obligation is Helium Special Situations Fund and not Helium Rising Stars Fund as previously stated. All other details remain unchanged.

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
------------------------------------------------------------------------------------------------------------------ 
 
 1a. Identity of the issuer or the                                        Helios Underwriting plc 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
-------------------------------------------------------  --------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
------------------------------------------------------------------------------------------------------------------ 
 Non-UK issuer 
----------------------------------------------------------------------------------------------  ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
------------------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                             X 
----------------------------------------------------------------------------------------------  ------------------ 
 An acquisition or disposal of financial instruments 
----------------------------------------------------------------------------------------------  ------------------ 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------------------------------  ------------------ 
 Other (please specify)(iii) : 
----------------------------------------------------------------------------------------------  ------------------ 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                     Helium Special Situations Fund 
 City and country of registered office                    Cayman Islands 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------------------------ 
 Name 
-------------------------------------------------------  --------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
-------------------------------------------------------  --------------------------------------------------------- 
 5. Date on which the threshold was                       11/12/2017 
  crossed or reached(vi) : 
-------------------------------------------------------  --------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):           12/12/2017 
-------------------------------------------------------  --------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
------------------------------------------------------------------------------------------------------------------ 
                                      % of voting         % of voting rights    Total of both    Total number 
                                     rights attached      through financial      in % (8.A +      of voting rights 
                                    to shares (total         instruments             8.B)         of issuer(vii) 
                                        of 8. A)            (total of 8.B 
                                                              1 + 8.B 2) 
------------------------------  -----------------------  -------------------  ----------------  ------------------ 
 Resulting situation             Below 3%                                      Below 3%          Below 3% 
  on the date 
  on which threshold 
  was crossed 
  or reached 
------------------------------  -----------------------  -------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)                    6.14%                                         6.14% 
------------------------------  -----------------------  -------------------  ----------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
--------------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
--------------------------------------------------------------------------------------------------------------------------------- 
 Class/type of       Number of voting rights(ix)                        % of voting rights 
  shares 
  ISIN code (if 
  possible) 
------------------ 
                            Direct                   Indirect                         Direct                       Indirect 
                      (Art 9 of Directive      (Art 10 of Directive             (Art 9 of Directive          (Art 10 of Directive 
                          2004/109/EC)             2004/109/EC)                2004/109/EC) (DTR5.1)             2004/109/EC) 
                            (DTR5.1)                (DTR5.2.1)                                                    (DTR5.2.1) 
----------------    ----------------------  -------------------------  -----------------------------------  --------------------- 
 GB00B23XLS45        Below 3%                                           Below 3% 
------------------  ----------------------  -------------------------  -----------------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                           Below 3%                                               Below 3% 
------------------  -------------------------------------------------  ---------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
--------------------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration            Exercise/                  Number of voting                       % of voting 
  instrument          date(x)               Conversion Period(xi)      rights that may                        rights 
                                                                       be acquired if 
                                                                       the instrument 
                                                                       is 
                                                                       exercised/converted. 
------------------  --------------------  -------------------------  -------------------------------------  --------------------- 
 
 
 
                                           SUBTOTAL 8. B 1 
                                          -------------------------  -------------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
--------------------------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration              Exercise/                Physical or           Number of          % of voting 
 financial          date(x)                Conversion               cash                   voting rights      rights 
 instrument                                Period (xi)              settlement(xii) 
----------------  ----------------------  -----------------------  --------------------  -----------------  --------------------- 
 
 
 
                                                                    SUBTOTAL 8.B.2 
                                                                   --------------------  -----------------  --------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
------------------------------------------------------------------------------  ---------------------- 
    Name(xv)            % of voting rights             % of voting rights         Total of both if 
                          if it equals or               through financial          it equals or is 
                         is higher than the             instruments if it          higher than the 
                        notifiable threshold           equals or is higher      notifiable threshold 
                                                       than the notifiable 
                                                            threshold 
---------------  --------------------------------  -------------------------  ------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------------ 
 Name of the proxy holder 
-------------------------------------------------  --------------------------------------------------- 
 The number and % of voting rights 

  held 
-------------------------------------------------  --------------------------------------------------- 
 The date until which the voting rights 
  will be held 
-------------------------------------------------  --------------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------------------------ 
 
 
 
 
 Place of completion   Zürich, Switzerland 
--------------------  ------------------------- 
 Date of completion    12/12/2017 
--------------------  ------------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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December 12, 2017 07:12 ET (12:12 GMT)