Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

RNS Number : 2782X

Morgan Stanley & Co. Int'l plc

22 July 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	19 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	SALES	214,554	11.1945 GBP	10.9550 GBP
0.4p ordinary	PURCHASES	209,214	11.2000 GBP	10.9775 GBP
0.4p ordinary	PURCHASES	5,928	14.3373 USD	14.3373 USD
0.4p ordinary	SALES	5,928	14.3373 USD	14.3373 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	203	10.9871 GBP
0.4p ordinary	CFD	increasing a long position	919	11.0845 GBP
0.4p ordinary	CFD	increasing a long position	2,751	11.1000 GBP
0.4p ordinary	CFD	increasing a long position	5,429	11.1003 GBP
0.4p ordinary	CFD	increasing a long position	25,000	11.1003 GBP
0.4p ordinary	CFD	increasing a long position	1,639	11.1010 GBP
0.4p ordinary	CFD	increasing a long position	188	11.1092 GBP
0.4p ordinary	CFD	increasing a long position	5,132	11.1108 GBP
0.4p ordinary	CFD	increasing a long position	4,246	11.1121 GBP
0.4p ordinary	CFD	increasing a long position	25,000	11.1144 GBP
0.4p ordinary	CFD	increasing a long position	275	11.1156 GBP
0.4p ordinary	CFD	increasing a long position	70	11.1528 GBP
0.4p ordinary	CFD	increasing a short position	1,568	11.0020 GBP
0.4p ordinary	CFD	increasing a short position	760	11.0020 GBP
0.4p ordinary	CFD	increasing a short position	161	11.0619 GBP
0.4p ordinary	CFD	increasing a short position	16,915	11.1000 GBP
0.4p ordinary	CFD	increasing a short position	773	11.1000 GBP
0.4p ordinary	CFD	increasing a short position	35	11.1009 GBP
0.4p ordinary	CFD	increasing a short position	23,790	11.1013 GBP
0.4p ordinary	CFD	increasing a short position	48,358	11.1014 GBP
0.4p ordinary	CFD	increasing a short position	6,228	11.1022 GBP
0.4p ordinary	CFD	increasing a short position	2,498	11.1032 GBP
0.4p ordinary	CFD	increasing a short position	825	11.1139 GBP
0.4p ordinary	CFD	increasing a short position	132	11.1161 GBP
0.4p ordinary	CFD	reducing a long position	342	11.0937 GBP
0.4p ordinary	CFD	reducing a long position	3,218	11.0937 GBP
0.4p ordinary	CFD	reducing a long position	36	11.1000 GBP
0.4p ordinary	CFD	reducing a long position	10,985	11.1000 GBP
0.4p ordinary	CFD	reducing a long position	750	11.1000 GBP
0.4p ordinary	CFD	reducing a long position	700	11.1000 GBP
0.4p ordinary	CFD	reducing a long position	3,703	11.1000 GBP
0.4p ordinary	CFD	reducing a long position	13,531	11.1042 GBP
0.4p ordinary	CFD	reducing a long position	1,563	11.1221 GBP
0.4p ordinary	CFD	reducing a short position	300	11.0864 GBP
0.4p ordinary	CFD	reducing a short position	416	11.0927 GBP
0.4p ordinary	CFD	reducing a short position	1,836	11.0927 GBP
0.4p ordinary	CFD	reducing a short position	5	11.1000 GBP
0.4p ordinary	CFD	reducing a short position	17,047	11.1000 GBP
0.4p ordinary	CFD	reducing a short position	357	11.1000 GBP
0.4p ordinary	CFD	reducing a short position	900	11.1034 GBP
0.4p ordinary	CFD	reducing a short position	656	11.1243 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	22 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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