Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)- Hargreaves Lansdown plc

RNS Number : 1401N

Morgan Stanley & Co. Int'l plc

21 November 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	20 November 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	1,747,413	10.8900 GBP	10.8750 GBP
0.4p ordinary	SALES	188,311	10.8904 GBP	10.8764 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	534	10.8834 GBP
0.4p ordinary	CFD	increasing a long position	4,530	10.8849 GBP
0.4p ordinary	CFD	increasing a long position	214	10.8850 GBP
0.4p ordinary	CFD	increasing a long position	1,090	10.8850 GBP
0.4p ordinary	CFD	increasing a short position	3,226	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	2,620	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	20,156	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	32,124	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	15,520	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	51,360	10.8750 GBP
0.4p ordinary	CFD	increasing a short position	2,544	10.8753 GBP
0.4p ordinary	CFD	increasing a short position	4,068	10.8753 GBP
0.4p ordinary	CFD	increasing a short position	297,150	10.8799 GBP
0.4p ordinary	CFD	increasing a short position	1,100,000	10.8800 GBP
0.4p ordinary	CFD	increasing a short position	46	10.8818 GBP
0.4p ordinary	CFD	increasing a short position	14,996	10.8827 GBP
0.4p ordinary	CFD	increasing a short position	4,247	10.8830 GBP
0.4p ordinary	CFD	increasing a short position	3,444	10.8850 GBP
0.4p ordinary	CFD	increasing a short position	1,157	10.8850 GBP
0.4p ordinary	CFD	increasing a short position	1,608	10.8850 GBP
0.4p ordinary	CFD	increasing a short position	37,439	10.8860 GBP
0.4p ordinary	CFD	increasing a short position	5,006	10.8885 GBP
0.4p ordinary	CFD	reducing a long position	2,023	10.8847 GBP
0.4p ordinary	CFD	reducing a long position	109	10.8850 GBP
0.4p ordinary	CFD	reducing a long position	1,455	10.8850 GBP
0.4p ordinary	CFD	reducing a long position	638	10.8850 GBP
0.4p ordinary	CFD	reducing a short position	1,157	10.8800 GBP
0.4p ordinary	CFD	reducing a short position	9,400	10.8823 GBP
0.4p ordinary	CFD	reducing a short position	1,445	10.8856 GBP
0.4p ordinary	CFD	reducing a short position	898	10.8856 GBP
0.4p ordinary	CFD	reducing a short position	4,543	10.8861 GBP
0.4p ordinary	CFD	reducing a short position	98	10.8884 GBP
0.4p ordinary	CFD	reducing a short position	313	10.8900 GBP
0.4p ordinary	CFD	reducing a short position	408	10.8900 GBP
0.4p ordinary	CFD	reducing a short position	6,524	10.8900 GBP
0.4p ordinary	CFD	reducing a short position	2,016	10.8900 GBP
0.4p ordinary	CFD	reducing a short position	2,413	10.8900 GBP
0.4p ordinary	CFD	reducing a short position	4,420	10.8900 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	21 November 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

 

 

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