Barclays PLC Form 8.5 (EPT/NON-RI)Hargreaves Lansdown plc

RNS Number : 2805T

Barclays PLC

14 January 2025

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				13 Jan 2025
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			9,841,117	2.07%	74,690	0.02%
(2)	Cash-settled derivatives:
	and/or controlled:			337,174	0.07%	9,349,857	1.97%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			10,178,291	2.15%	9,424,547	1.99%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.4p ordinary		Purchase		141,104		11.0300  GBP	11.0129  GBP
0.4p ordinary		Sale		132,444		11.0200  GBP	11.0044  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.4p ordinary		SWAP		Decreasing Short		15,396	11.0060  GBP
0.4p ordinary		SWAP		Decreasing Short		4,595	11.0069  GBP
0.4p ordinary		SWAP		Decreasing Short		4,720	11.0086  GBP
0.4p ordinary		SWAP		Decreasing Short		12,744	11.0118  GBP
0.4p ordinary		SWAP		Decreasing Short		22,186	11.0119  GBP
0.4p ordinary		SWAP		Decreasing Short		629	11.0127  GBP
0.4p ordinary		SWAP		Decreasing Short		433	11.0147  GBP
0.4p ordinary		SWAP		Decreasing Short		938	11.0148  GBP
0.4p ordinary		SWAP		Decreasing Short		4,007	11.0149  GBP
0.4p ordinary		SWAP		Decreasing Short		828	11.0162  GBP
0.4p ordinary		SWAP		Decreasing Short		78	11.0165  GBP
0.4p ordinary		SWAP		Decreasing Short		2,585	11.0166  GBP
0.4p ordinary		SWAP		Decreasing Short		1,379	11.0196  GBP
0.4p ordinary		SWAP		Decreasing Short		2,151	11.0200  GBP
0.4p ordinary		SWAP		Increasing Short		54	11.0151  GBP
0.4p ordinary		SWAP		Increasing Short		1,450	11.0193  GBP
0.4p ordinary		SWAP		Increasing Short		116	11.0198  GBP
0.4p ordinary		SWAP		Increasing Short		1,542	11.0200  GBP
0.4p ordinary		SWAP		Increasing Short		15,667	11.0244  GBP
0.4p ordinary		SWAP		Increasing Short		5,735	11.0270  GBP
0.4p ordinary		SWAP		Increasing Short		15	11.0300  GBP
0.4p ordinary		SWAP		Increasing Short		95	11.0302  GBP
0.4p ordinary		CFD		Decreasing Short		10,189	11.0195  GBP
0.4p ordinary		CFD		Decreasing Short		8,849	11.0200  GBP
0.4p ordinary		CFD		Increasing Short		2,224	11.0156  GBP
0.4p ordinary		CFD		Increasing Short		14,012	11.0200  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				14 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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