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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
GKN | LSE:GKN | London | Ordinary Share | GB0030646508 | ORD 10P |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 482.40 | 481.00 | 481.50 | 0.00 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
0 | 0 | N/A | 0 |
TIDMGKN GKN plc (the "Company") Legal Entity Identifier: 213800QNZ22GS95OSW84 Classification of Information: 2.3 Major shareholding notifications The following notification was received by the Company on 3 April 2018. Katie Lewis Assistant Company Secretary 4 April 2018 TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the underlying GKN plc issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights An acquisition or disposal of financial instruments An event changing the breakdown of voting rights X Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name The Goldman Sachs Group, Inc. City and country of registered office (if Corporation Trust Center, 1209 Orange Street, applicable) Wilmington DE 19801, USA 4. Full name of shareholder(s) (if different from 3.)v Name Goldman Sachs International City and country of registered office (if Peterborough Court, 133 Fleet Street, London applicable) EC4A 2BB, UK 5. Date on which the threshold was crossed or 28/03/2018 reachedvi: 6. Date on which issuer notified (DD/MM/YYYY): 03/04/2018 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both in Total number of rights attached through financial % (8.A + 8.B) voting rights of to shares (total instruments issuervii of 8. A) (total of 8.B 1 + 8.B 2) Resulting 1.33% 5.26% 6.60% 1,718,593,403 situation on the date on which threshold was crossed or reached Position of 0.30% 6.41% 6.71% previous notification (if applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if Direct Indirect Direct Indirect possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/ 109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC) (DTR5.2.1) GB0030646508 22,709,989 1.32% US3617556069 208,718 0.01% SUBTOTAL 8. A 22,918,707 1.33% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting rights % of voting instrument datex Conversion Periodxi that may be acquired if rights the instrument is exercised/converted. SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to Art. 13(1) (b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or cash Number of % of voting financial datex Conversion settlementxii voting rights rights instrument Period xi Refer to the annexure SUBTOTAL 8.B.2 90,436,137 5.26% 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or X the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting rights if % of voting rights Total of both if it it equals or is higher through financial equals or is higher than the notifiable instruments if it than the notifiable threshold equals or is higher threshold than the notifiable threshold The Goldman Sachs Group, Inc. Goldman Sachs (UK) L.L.C. Goldman Sachs Group UK Limited Goldman Sachs 5.26% 6.47% International The Goldman Sachs Group, Inc. Goldman Sachs & Co. LLC The Goldman Sachs Group, Inc. GSAM Holdings LLC GS Investment Strategies, LLC Goldman Sachs Investment Partners GP, LLC Global Long Short Partners Master LP The Goldman Sachs Group, Inc. GSAM Holdings LLC Goldman Sachs Asset Management, L.P. 10. In case of proxy voting, please identify: Name of the proxy holder N/A The number and % of voting rights held N/A The date until which the voting rights will be N/A held 11. Additional informationxvi Please note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: RegOpsEMEA-RnM@gs.com Place of completion London Date of completion 03/04/2018 Annex: Notification of major holdings (to be filed with the FCA only) A: Identity of the person subject to the notification obligation Full name (including legal form for legal The Goldman Sachs Group, Inc. entities) Contact address (registered office for legal Corporation Trust Center, 1209 Orange entities) Street, Wilmington DE 19801, USA E-Mail Kashif.Rafiq@gs.com Phone number / Fax number +44 207 051 0547 Other useful information Andrew Storey (at least legal representative for legal Email: Andrew.Storey@gs.com persons) Tel: +44 207 051 3927 B: Identity of the notifier, if applicable Full name Goldman Sachs International Contact address Peterborough Court, 133 Fleet Street, London EC4A 2BB, UK E-Mail Phone number / Fax number Other useful information (e.g. functional Goldman Sachs International is an indirect relationship with the person or legal entity wholly owned subsidiary of The Goldman subject to the notification obligation) Sachs Group, Inc. C: Additional information N/A Please send the completed form together with this annex to the FCA at the following email address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible. Notes i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings. ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer. iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert. iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC; (c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1). As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert. In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided as indication of the persons who should be mentioned: - in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires the voting
rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights; - in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions; - in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created; - in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those situations, the controlled undertaking; - in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion; - in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or legal entity that controls the voting rights; - in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies). v Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 10 of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies). vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect. vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended. viii If the holding has fallen below the lowest applicable threshold in accordance with national law, please note that it might not be necessary in accordance with national law to disclose the extent of the holding, only that the new holding is below that threshold. ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank. x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends. xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date]. xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Article 13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A). xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies. xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves. xvi Example: Correction of a previous notification. Annexure B 2: Financial Instruments with similar economic effect according to Art. 13(1) (b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of voting rights % of voting financial datex Conversion cash rights instrument periodxi settlementxii Swap 26-Apr-2018 Cash 2.62% 45,000,000 Swap 17-Dec-2019 Cash 1.33% 22,897,946 Swap 3-Sep-2019 Cash 0.87% 14,973,080 Swap 3-Sep-2019 Cash 0.41% 7,073,112 CFD 19-Jan-2028 Cash 0.01% 202,407 CFD 19-Jan-2028 Cash 0.01% 138,196 Swap 30-Jul-2019 Cash 0.005% 78,853 CFD 27-Feb-2023 Cash 0.001% 23,115 CFD 14-Jan-2028 Cash 0.001% 13,137 CFD 27-Feb-2023 Cash 0.001% 9,317 Swap 1-May-2019 Cash 0.0004% 7,249 CFD 6-May-2027 Cash 0.0004% 6,501 CFD 27-Feb-2023 Cash 0.0004% 6,188 CFD 10-Apr-2019 Cash 0.0003% 5,663 Swap 1-May-2019 Cash 0.0001% 1,373 Total Number of voting rights and percentage of voting 5.26% rights 90,436,137 Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. END
(END) Dow Jones Newswires
April 04, 2018 05:37 ET (09:37 GMT)
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