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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 105.00 | 0.00 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4717 | 22.13 | 113.85B |
TIDMGEC
RNS Number : 5888Y
General Electric Company
03 January 2024
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)UHL JESSICA R. Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 376 (3) (3) Stock 376 $ 123.54 1,073 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Jessica Uhl 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Reynolds Paula Rosput Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 389 (3) (3) Stock 389 $ 123.54 13,585 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Paula Rosput Reynolds 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)McDew Darren W Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 346 (3) (3) Stock 346 $ 123.54 1,139 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Darren W. McDew 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)LESJAK CATHERINE A Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 389 (3) (3) Stock 389 $ 123.54 11,401 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Catherine A. Lesjak 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)HORTON THOMAS W Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4)
Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 407 (3) (3) Stock 407 $ 123.54 15,065 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Thomas W. Horton 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Goren Isabella D Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 376 (3) (3) Stock 376 $ 123.54 3,721 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Isabella D. Goren 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Enders Thomas Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 113 (3) (3) Stock 113 $ 123.54 113 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Thomas Enders 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Billson Margaret S Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 113 (3) (3) Stock 113 $ 123.54 113 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Margaret Billson 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)GARDEN EDWARD P Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] 223 SUNSET AVENUE (Street)PALM BEACH FL 33480 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person Date of Original X Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of Security Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
(Instr. 3) (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 4,016,414 I Please see Stock, par explanation value $0.01 below (1) per share Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (2) (3) 12/29/2023 A 364 (4) (4) Stock 364 $ 123.54 13,799 D 1. Name and Address of Reporting Person (*)GARDEN EDWARD P (Last) (First) (Middle) 223 SUNSET AVENUE (Street)PALM BEACH FL 33480 (City) (State) (Zip) 1. Name and Address of Reporting Person (*)TRIAN FUND MANAGEMENT, L.P. (Last) (First) (Middle) 280 PARK AVENUE, 41ST FLOOR (Street)NEW YORK NY 10017 (City) (State) (Zip) Explanation of Responses: 1. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian SPV (Sub) X, L.P. ("Trian SPV X") and as such determines the investment and voting decisions of Trian SPV X with respect to the shares of the Issuer held by Trian SPV X. Mr. Garden is a Senior Advisor to Trian Management, and a limited partner of an affiliate of Trian SPV X, and as such has an indirect interest in the shares of the Issuer held by Trian SPV X. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer. 2. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 3. Each unit of phantom stock is the economic equivalent of one share of the Issuer's common stock. 4. Payable beginning one year after termination of service as a director. Remarks: Effective as of January 1, 2024, Ed Garden has concluded his services as a Senior Advisor to Trian Management, and Trian Management is no longer a Reporting Person for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Daniel R. Marx, Attorney-In-Fact for Edward P. Garden 01/03/2024 /s/ Peter W. May, member of the general partner of Trian Fund Management, L.P. 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Bazin Sebastien Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of
Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 627 (3) (3) Stock 627 $ 123.54 25,254 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Sebastien Bazin 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)ANGEL STEPHEN F Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY ONE FINANCIAL CENTER, SUITE 3700 (Street)BOSTON MA 02111 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 12/29/2023 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 12/29/2023 A 607 (3) (3) Stock 607 $ 123.54 5,953 D Explanation of Responses: 1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. 3. Payable beginning one year after termination of service as a director. Remarks: /s/ Brandon Smith, attorney in fact for Stephen F. Angel 01/03/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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