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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 105.00 | 11 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 18.87 | 173.35B |
TIDMGEC
RNS Number : 2325H
General Electric Company
05 April 2022
4
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Seidman Leslie Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 502 (3) (3) Stock 502 $ 92.62 13,615 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Leslie Seidman 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Reynolds Paula Rosput Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 633 (3) (3) Stock 633 $ 92.62 9,221 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Paula Rosput Reynolds 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)LAVIZZO-MOUREY RISA J Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 462 (3) (3) Stock 462 $ 92.62 11,455 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Risa J. Lavizzo-Mourey 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)LESJAK CATHERINE A Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4)
Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 518 (3) (3) Stock 518 $ 92.62 7,575 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Catherine A. Lesjak 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)HORTON THOMAS W Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 583 (3) (3) Stock 583 $ 92.62 10,931 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Thomas W. Horton 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Goren Isabella D Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 124 (3) (3) Stock 124 $ 92.62 124 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Isabella D. Goren 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)DSOUZA FRANCISCO Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 904 (3) (3) Stock 904 $ 92.62 24,450 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Francisco D'Souza 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Carter Ashton B Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 502 (3) (3) Stock 502 $ 92.62 4,147 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Ashton B. Carter 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)Bazin Sebastien Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4)
Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 837 (3) (3) Stock 837 $ 92.62 19,033 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Sebastien M. Bazin 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)ANGEL STEPHEN F Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 124 (3) (3) Stock 124 $ 92.62 124 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of Stephen F. Angel 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable)X Director 10% Owner (*)TISCH JAMES S Trading Symbol Officer (give title below) Other (specify below) GENERAL ELECTRIC (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 04/01/2022 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative (Instr. 3, 4 and Following Indirect Security 5) Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Deferred Fee Phantom Stock Common Units (1) (2) 04/01/2022 A 769 (3) (3) Stock 769 $ 92.62 27,480 D Explanation of Responses: 1. Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. 2. Each unit of phantom stock is the economic equivalent of one share of common stock. 3. Payable beginning one year after termination of service as a director. Brandon Smith on behalf of James S. Tisch 04/04/2022 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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