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Share Name Share Symbol Market Type Share ISIN Share Description
General Electric Company LSE:GEC London Ordinary Share COM STK USD0.06 (CDI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.60 4.44% 14.10 12.80 14.10 14.10 14.10 14.10 30,619 16:35:13
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 145,063

General Electric Company Director/PDMR Shareholding

04/03/2021 7:00am

UK Regulatory (RNS & others)


TIDMGEC

RNS Number : 1045R

General Electric Company

04 March 2021

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Timko Thomas S             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                        Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                            10,000           I       By trust 
 Stock 
 Common                                                                                           122,568           D 
 Stock 
 
 
                                                                     Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                             (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          and 5)                                                                                    Following        Indirect 
               Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                             Transaction(s)   (Instr. 
                                                                                                                                                                             (Instr.          4) 
                                                                                                                                                                             4) 
                                                                                                                                                   Amount or 
                                                                                                         Date                                      Number of 
                                                                  Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                   Common 
  Units           (1)          03/01/2021                          A               54,668                    (2)             (2)          Stock      54,668        $ 0           54,668           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest in two equal installments of 50% each on the second and 
 third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Thomas S. Timko                                          03/03/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Strazik Scott              Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired (A)     5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    or Disposed Of (D) (Instr.     Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 3, 4 and 5)                    Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                      Owned            Direct      Ownership 
 3)                                                                                                    Following        (D) or      (Instr. 4) 
                                                                                                       Reported         Indirect 
                                                                                                       Transaction(s)   (I) 
                                                                                                       (Instr. 3 and    (Instr. 
                                                                                                       4)               4) 
                                                     Code    V          Amount    (A)    Price 
                                                                                  or 
                                                                                  (D) 
 Common                                                                                                    57,072           D 
 Stock 
 Common Stock                                                                                              66,217           I       401(k) 
 Common Stock                                                                                              41,585           I       Spouse's 
                                                                                                                                    401(k) 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               58,873                     (2)             (2)          Stock      58,873        $ 0           58,873           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               203,095                    (2)          03/01/2031      Stock     203,095        $ 0          203,095           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Scott Strazik                                           03/03/2021 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Stokes Russell             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                           302,590           D 
 Stock 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               58,873                     (2)             (2)          Stock      58,873        $ 0           58,873           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               203,095                    (2)          03/01/2031      Stock     203,095        $ 0          203,095           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Russell Stokes                                           03/03/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Slattery John S.           Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                       Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title of Security (Instr.   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 3)                             Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
                                (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
                                                   (Month/Day/Year)                                                Owned            Direct      Ownership 
                                                                                                                   Following        (D) or      (Instr. 4) 
                                                                                                                   Reported         Indirect 
                                                                                                                   Transaction(s)   (I) 
                                                                                                                   (Instr. 3 and    (Instr. 
                                                                                                                   4)               4) 
                                                                      Code   V         Amount   (A)   Price 
                                                                                                or 
                                                                                                (D) 
 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               100,925                    (2)             (2)          Stock     100,925        $ 0          100,925           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               348,162                    (2)          03/01/2031      Stock     348,162        $ 0          348,162           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of John S. Slattery                                         03/03/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Pecresse Jerome            Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                            97,612           D 
 Stock 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               43,734                     (2)             (2)          Stock      43,734        $ 0           43,734           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               150,870                    (2)          03/01/2031      Stock     150,870        $ 0          150,870           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Jerome Pecresse                                          03/03/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Murphy Kieran Pius         Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                           170,958           D 
 Stock 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               84,104                     (2)             (2)          Stock      84,104        $ 0           84,104           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               290,135                    (2)          03/01/2031      Stock     290,135        $ 0          290,135           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Kieran Murphy                                           03/03/2021 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Holston Michael J          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                           135,580           D 
 Stock 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               46,257                     (2)             (2)          Stock      46,257        $ 0           46,257           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               159,574                    (2)          03/01/2031      Stock     159,574        $ 0          159,574           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Brandon Smith on behalf of Michael Holston                                          03/03/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Dybeck Happe Carolina      Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                       Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title of Security (Instr.   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 3)                             Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
                                (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
                                                   (Month/Day/Year)                                                Owned            Direct      Ownership 
                                                                                                                   Following        (D) or      (Instr. 4) 
                                                                                                                   Reported         Indirect 
                                                                                                                   Transaction(s)   (I) 
                                                                                                                   (Instr. 3 and    (Instr. 
                                                                                                                   4)               4) 
                                                                      Code   V         Amount   (A)   Price 
                                                                                                or 
                                                                                                (D) 
 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               84,104                     (2)             (2)          Stock      84,104        $ 0           84,104           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               290,135                    (2)          03/01/2031      Stock     290,135        $ 0          290,135           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Carolina Dybeck Happe                                      03/03/2021 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Cox L Kevin                Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/01/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 Common                                                                                           105,805           I       by trust 
 Stock 
 Common                                                                                             885             I       by wife's 
 Stock                                                                                                                      trust 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                    Common 
  Stock Units         (1)          03/01/2021                          A               50,463                     (2)             (2)          Stock      50,463        $ 0           50,463           D 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)           $ 13.11        03/01/2021                          A               174,081                    (2)          03/01/2031      Stock     174,081        $ 0          174,081           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
Remarks: 
 
 
 
  Julia L. Chen on behalf of L Kevin Cox                                            03/03/2021 
  ** Signature of Reporting Person                                                  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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