General Electric Company Director/PDMR Shareholding (1386Y)

TIDMGEC

RNS Number : 1386Y

General Electric Company

04 September 2020

SEC Form 3

 
 FORM 3              UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL 
                                   Washington, D.C. 20549                            OMB Number:           3235-0104 
                                                                                      Estimated average burden 
                  INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES             hours per response:         0.5 
 
           Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                   or Section 30(h) of the Investment Company Act of 1940 
 
 
 1. Name and Address of        2. Date of Event   3. Issuer Name and Ticker or Trading Symbol 
 Reporting Person              Requiring           GENERAL ELECTRIC CO [ GE ] 
 (*)Slattery John S.           Statement 
                               (Month/Day/Year) 
 (Last)  (First)  (Middle) 
                               09/01/2020 
 5 NECCO STREET 
 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                                                  4. Relationship of Reporting Person(s) to Issuer                   5. If Amendment, Date of Original Filed (Month/Day/Year) 
                                                  (Check all applicable)   Director                      10% Owner 
                                                  X  Officer (give title below)    Other (specify below) 
                                                                  Senior Vice President 
                                                                                                                     6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                                                                                                                         Form filed by More than One Reporting Person 
 
 
                                Table I - Non-Derivative Securities Beneficially Owned 
 1. Title of Security          2. Amount of Securities       3. Ownership Form: Direct     4. Nature of Indirect 
 (Instr. 4)                    Beneficially Owned (Instr.    (D) or Indirect (I) (Instr.   Beneficial Ownership 
                               4)                            5)                            (Instr. 5) 
 
 
                                  Table II - Derivative Securities Beneficially Owned 
                             (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2. Date Exercisable and            3. Title and Amount of     4.           5.          6. Nature of 
 Derivative        Expiration Date (Month/Day/Year)   Securities Underlying      Conversion   Ownership   Indirect 
 Security                                             Derivative Security        or           Form:       Beneficial 
 (Instr. 4)                                           (Instr. 4)                 Exercise     Direct      Ownership 
                                                                                 Price of     (D) or      (Instr. 5) 
                                                                                 Derivative   Indirect 
                                                                                 Security     (I) 
                                                                                              (Instr. 
                                                                                              5) 
                                                                    Amount or 
                   Date                                             Number of 
                   Exercisable    Expiration Date     Title         Shares 
 Employee Stock 
  Option (right     07/13/2021                          Common 
  to buy)               (1)          07/13/2030          Stock       539,568        6.7           D 
 
 
Explanation of Responses: 
1. Stock Options become exercisable in three equal installments of 33.3% on each of July 13, 
 2021, July 13, 2022 and July 13, 2023. 
 
 
  Julia L.Chen on behalf of John S. Slattery                                          09/04/2020 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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September 04, 2020 12:20 ET (16:20 GMT)