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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 4,735 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 19.85 | 182.3B |
TIDMGEC
RNS Number : 8120S
General Electric Company
13 March 2019
SEC Form 4
Hot Features
Premium
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no longer
subject to
Section 16.
Form 4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting Person(*) Stokes Russell 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
GENERAL ELECTRIC CO [ GE ] to Issuer
(Last) (First) (Middle) (Check all applicable) Director 10% Owner
GENERAL ELECTRIC COMPANY X Officer (give Other (specify
41 FARNSWORTH STREET title below) below)
Senior Vice President
(Street) BOSTON MA 02210
(City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2019
-----------------------------------------------------------------------------------------------
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing
(Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
----------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect
(Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial
if any Owned (I) (Instr. Ownership
(Month/Day/Year) Following 4) (Instr.
Reported 4)
Transaction(s)
(Instr. 3 and
4)
----------------- ----------------- --------------------- ---------------------------- --------------- ------------------------ -------------------------------------------
Code V Amount (A) Price
or
(D)
----------------- ----------------- --------- ---------- ----------- ---- --------- --------------- --------------- ------- ----- ------------------------------------
Common Stock 03/11/2019 M(1) 52,019 A $9.2(2) 265,986 D
----------------- ----------------- --------- ---------- ----------- ---- --------- --------------- ------------------------ -------------------------------------------
Common Stock 03/11/2019 S(1)(3) 49,904 D $9.93(4) 216,082 D
----------------- ----------------- --------- ---------- ----------- ---- --------- --------------- ------------------------ -------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable 7. Title and Amount 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Transaction Derivative and Expiration of Securities of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, Code (Instr. Securities Date (Month/Day/Year) Underlying Security Securities Direct Beneficial
(Instr. Exercise if any 8) Acquired (A) Derivative Security (Instr. Beneficially (D) or Ownership
3) Price (Month/Day/Year) or Disposed (Instr. 3 and 4) 5) Owned Indirect (Instr.
of of (D) (Instr. Following (I) (Instr. 4)
Derivative 3, 4 and 5) Reported 4)
Security Transaction(s)
(Instr.
4)
----------- ------------------- ----------------- -------------- ------------------------------------ ----------------------------- -------------------- --------------- --------------- -------------- ------------------------------------
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
----------- ----------- ------ ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- --------- --------------- --------------- ------- ----- ------------------------------------
Stock Option
(right Common
to buy) $9.2(2) 03/11/2019 M(1) 52,019 03/12/2010 03/12/2019 Stock 52,019 $0 0 D
----------- ------------------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- --------- --------------- --------------- -------------- ------------------------------------
Explanation of Responses:
1. The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previouslyadopted by the Reporting Person.
2. Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation
to reflect an anti-dilution factor.
3. The shares were sold to cover the exercise price, tax withholding obligations, broker commissions and fees for the exercisedstock options.
4. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.89 to
$10.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the
staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at
each separate price within the range.
Remarks:
Brian Sandstrom on behalf 03/13/2019
of Russell Stokes
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
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(END) Dow Jones Newswires
March 14, 2019 03:00 ET (07:00 GMT)
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