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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 7,135 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 19.36 | 177.81B |
TIDMGEC
RNS Number : 5603M
General Electric Company
08 January 2019
SEC Form 3
Hot Features
Premium
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person(*) Strazik Scott Requiring Statement GENERAL ELECTRIC CO [ GE ]
(Month/Day/Year)
(Last) (First) (Middle) 01/01/2019
41 FARNSWORTH STREET
(Street) BOSTON MA 02210
(City) (State) (Zip)
4. Relationship of Reporting Person(s) 5. If Amendment, Date of Original Filed (Month/Day/Year)
to Issuer
(Check all applicable) Director 10% Owner
X Officer (give Other (specify
title below) below)
Senior Vice President
----------------------------------------------------------- ----------------------------------------------------------------------------
6. Individual or Joint/Group Filing (Check
Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
------------------- ------------------- ----------------- ----------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial
Beneficially Owned (Instr. Form: Direct Ownership (Instr. 5)
4) (D) or Indirect
(I) (Instr.
5)
-------------------------------------- ----------------------- ---------------------------------------------------
Common Stock 29,969 D
-------------------------------------- ----------------------- ---------------------------------------------------
Common Stock 60,550 I 401(k)
-------------------------------------- ----------------------- ---------------------------------------------------
Common Stock 11,662 I Spouse's 401(k)
-------------------------------------- ----------------------- ---------------------------------------------------
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 2. Date Exercisable 3. Title and Amount of Securities 4. 5. Ownership 6. Nature of Indirect
4) and Expiration Underlying Derivative Security Conversion Form: Direct Beneficial Ownership
Date (Month/Day/Year) (Instr. 4) or (D) or Indirect (Instr. 5)
Exercise (I) (Instr.
Price of 5)
Derivative
Security
---------------------------------- --------------------------------------------------- ----------- ------------------- -----------------------------
Amount
Date Expiration or Number
Exercisable Date Title of Shares
------------- ------------------- -------------------------------------- ----------- ---------- ------- ---------- -----------------------------
Restricted Stock Units (2) (2) Common Stock 3,000 (1) D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Restricted Stock Units (3) (3) Common Stock 10,000 (1) D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Restricted Stock Units (4) (4) Common Stock 30,000 (1) D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Restricted Stock Units (5) (5) Common Stock 20,000 (1) D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 06/09/2012 06/09/2021 Common Stock 30,000 18.58 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 09/07/2013 09/07/2022 Common Stock 40,000 21.59 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 09/13/2014 09/13/2023 Common Stock 50,000 23.78 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 09/05/2015 09/05/2024 Common Stock 75,000 26.1 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 09/11/2016 09/11/2025 Common Stock 90,000 24.95 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 09/30/2017 09/30/2026 Common Stock 110,000 29.62 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(6) 11/17/2018 11/17/2027 Common Stock 115,000 18.21 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(7) 01/29/2021 01/29/2028 Common Stock 125,000 16.28 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(8) 03/19/2019 03/19/2028 Common Stock 325,025 14.07 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Employee Stock Option (right to buy)(9) 12/21/2019 12/21/2028 Common Stock 500,000 7.15 D
------------- ------------------- -------------------------------------- ----------- ----------- ------------------- -----------------------------
Explanation of Responses:
1. 1-for-1
2. 15,000 units granted on 7/24/2014; 3,000 units vested on 7/24/2015; 3,000 units vested on 7/24/2016; 3,000 units vested
on 7/24/2017; 3,000 units vested on 7/24/2018; and 3,000 units are scheduled to vest on 7/24/2019.
3. 25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units vested
on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020.
4. 50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units vested on 7/28/2018; 10,000 units
are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to
vest on 7/28/2021.
5. 25,000 units granted on 2/10/2017; 5,000 units vested on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019;
5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; and 5,000 units are scheduled
to vest on 2/10/2022.
6. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to theright, and another 20% become exercisable each year thereafter.
7. The options become exercisable in one installment on 1/29/2021.
8. The options become exercisable in three installments, with 108,341 options exercisable on 3/19/2019, and another 108,342options exercisable on each of 3/19/2020 and 3/19/2021.
9. The options become exercisable in two equal installments of 50% each on 12/21/2020 and 12/21/2021.
Remarks:
Julia Chen on behalf of 01/08/2019
Scott Strazik
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting Obligations.
I, Scott Strazik, hereby appoint GE to assist me in the preparation and
filing of Section 16 reports, and execute the below Power of Attorney
for this purpose.
I am an officer of General Electric Company (GE) and, until further
written notice, I hereby individually authorize Christoph Pereira
(GE's Vice President, Chief Corporate, Securities and Finance Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel),
Brandon Smith (GE's Executive Corporate, Securities and Finance
Counsel), and Julia Chen (GE's Corporate, Securities and Finance
Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form that I have filed or may file hereafter in connection with
my direct or indirect beneficial ownership of GE securities, and to
take any other action of any type whatsoever in connection with the
foregoing that in his or her opinion may be for the benefit of, in the best
interest of, or legally required by me.
Signed: /s/ Scott Strazik
Name: Scott Strazik
Date: 12/30/2018
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
DSHEAFFPEAKNEAF
(END) Dow Jones Newswires
January 09, 2019 02:00 ET (07:00 GMT)
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