General Electric Company Director/PDMR Shareholding (7011G)

TIDMGEC

RNS Number : 7011G

General Electric Company

07 November 2018

SEC Form 4

 
                 FORM 4                                                                           UNITED STATES SECURITIES AND EXCHANGE COMMISSION                                                                                            OMB APPROVAL 
                                                                                                                Washington, D.C. 20549                                                                                         OMB Number:            3235-0287 
                                                                                                                                                                                                                                    Estimated average burden 
                                                                                                     STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                                                                               hours per response:          0.5 
 
                                                                                        Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                                                                                                or Section 30(h) of the Investment Company Act of 1940 
               Check this 
                box if no longer 
                subject to 
                Section 16. 
                Form 4 or Form 
                5 obligations 
                may continue. 
                See Instruction 
                1(b). 
 1. Name and Address of Reporting Person(*) DIMITRIEF ALEXANDER                      2. Issuer Name and Ticker or Trading Symbol                                                            5. Relationship of Reporting Person(s) 
                                                                                      GENERAL ELECTRIC CO [ GE ]                                                                             to Issuer 
   (Last)    (First)   (Middle)                                                                                                                                                              (Check all applicable)     Director          10% Owner 
   GENERAL ELECTRIC COMPANY                                                                                                                                                                   X   Officer (give     Other (specify 
   41 FARNSWORTH STREET                                                                                                                                                                            title below)      below) 
                                                                                                                                                                                                     Senior Vice President 
 
  (Street) BOSTON    MA    02210 
 
   (City)   (State)   (Zip) 
         3. Date of Earliest Transaction (Month/Day/Year) 
          11/06/2018 
        --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
                                                                                     4. If Amendment, Date of Original Filed (Month/Day/Year)                                               6. Individual or Joint/Group Filing 
                                                                                                                                                                                             (Check Applicable Line) X   Form filed by One Reporting Person 
                                                                                                                                                                                                  Form filed by More than One Reporting 
                                                                                                                                                                                                   Person 
                                                                                    -----------------------------------------------------------------------------------------------------  ------------------------------------------------------------------------------------- 
                                                                                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title of Security (Instr. 3)                                                            2. Transaction      2A. Deemed          3. Transaction              4. Securities Acquired      5. Amount of     6. Ownership              7. Nature 
                                                                                            Date                 Execution           Code (Instr.                (A) or Disposed Of (D)     Securities        Form: Direct              of Indirect 
                                                                                            (Month/Day/Year)     Date,               8)                          (Instr. 3, 4 and 5)        Beneficially      (D) or Indirect           Beneficial 
                                                                                                                 if any                                                                     Owned             (I) (Instr.               Ownership 
                                                                                                                 (Month/Day/Year)                                                           Following         4)                        (Instr. 
                                                                                                                                                                                            Reported                                    4) 
                                                                                                                                                                                            Transaction(s) 
                                                                                                                                                                                            (Instr. 3 and 
                                                                                                                                                                                            4) 
                                                                                           ------------------  ------------------  --------------------------  --------------------------  ---------------  ------------------------  ------------------------------------------ 
                                                                                                                                    Code        V               Amount       (A)   Price 
                                                                                                                                                                             or 
                                                                                                                                                                             (D) 
                                                                                           ------------------  ------------------  ----------  --------------  -----------  ----  -------  ---------------  ---------------  -------  -----  ----------------------------------- 
 Common Stock                                                                                            11/06/2018                      P                         10,000      A    $9.48       103,075                  D 
                                                                                           --------------------------------------   ----------  --------------  -----------  ----  -------  ---------------  ------------------------  ------------------------------------------ 
 Common Stock                                                                                                                                                                                   77,758                  I              401(k) 
                                                                                             ----------  --------------                                        -----------  ----  -------  ---------------  ------------------------  ------------------------------------------ 
                                                                                                  Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                                                          (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of    2.            3. Transaction         3A. Deemed          4. Transaction     5. Number of                             6. Date Exercisable               7. Title and         8. Price         9. Number        10. Ownership   11. Nature 
  Derivative     Conversion    Date                   Execution           Code (Instr.       Derivative                               and Expiration                   Amount                of Derivative   of derivative     Form:           of Indirect 
  Security       or            (Month/Day/Year)       Date,               8)                 Securities                               Date (Month/Day/Year)            of Securities         Security        Securities        Direct          Beneficial 

  (Instr.        Exercise                             if any                                 Acquired (A)                                                              Underlying            (Instr.         Beneficially      (D) or          Ownership 
  3)             Price                                (Month/Day/Year)                       or Disposed                                                               Derivative            5)              Owned             Indirect        (Instr. 
                 of                                                                          of (D) (Instr.                                                            Security                              Following         (I) (Instr.     4) 
                 Derivative                                                                  3, 4 and 5)                                                               (Instr. 3 and 4)                      Reported          4) 
                 Security                                                                                                                                                                                    Transaction(s) 
                                                                                                                                                                                                             (Instr. 
                                                                                                                                                                                                             4) 
               ------------  ---------------------  ------------------  -----------------  ---------------------------------------  --------------------------------  -------------------  ---------------  ---------------  --------------  ----------------------------------- 
                                                                                                                                                                                   Amount 
                                                                                                                                                                                   or 
                                                                                                                                                                                   Number 
                                                                   Date              Expiration                                                                                    of 
       Code       V       (A)                 (D)                   Exercisable       Date                                                                             Title       Shares 
      ---------  ------  ------------------  -------------------  ----------------  --------------------------------------------------------------------------------  ----------  -------  ---------------  ---------------  -------  -----  ----------------------------------- 
 Explanation of Responses: 
 Remarks: 
 
                                                                                                                                                                             By Brian Sandstrom on behalf    11/07/2018 
                                                                                                                                                                              of Alexander Dimitrief 
                                                                                                                                                                             ** Signature of Reporting       Date 
                                                                                                                                                                              Person 
 Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. 
 * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a). 
 
 
 Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 
  for procedure. 
 Persons who respond to the collection of information contained in this form are not required to respond unless the form 
  displays a currently valid OMB Number. 
 
 

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November 08, 2018 02:00 ET (07:00 GMT)