Citigroup Global Markets Limited Form 8.5 (EPT/RI) Amendment (8682P)

TIDMENRC

RNS Number : 8682P

Citigroup Global Markets Limited

07 October 2013

Amendment to Section:2(a)

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
 (a) Name of exempt principal trader:                        Citigroup Global Markets Limited 
----------------------------------------------------------  ---------------------------------------------------------- 
 (b) Name of offeror/offeree in relation to whose            Eurasian Natural Resources Corporation Plc 
  relevant securities this form relates: 
  Use a separate form for each offeror/offeree 
----------------------------------------------------------  ---------------------------------------------------------- 
 (c)Name of the party to the offer with which exempt         Kazakhmys Plc (which is presumed to be acting in concert 
  principal trader is connected:                             with the Government of the Republic 
                                                             of Kazakhstan) 
----------------------------------------------------------  ---------------------------------------------------------- 
 (d) Date dealing undertaken:                                3 October 2013 
----------------------------------------------------------  ---------------------------------------------------------- 
 (e)Has the EPT previously disclosed,                        YES 
 or is it today 
 disclosing, under the Code in respect of any other party 
 to this offer? 
----------------------------------------------------------  ---------------------------------------------------------- 
 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 
   Class of relevant      Purchases/ sales   Total number of           Highest price per unit   Lowest price per unit 
        security                             securities                paid/received            paid/received 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 USD 0.20 ordinary        Sale               179,417                   USD 3.4598               USD 3.4598 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 USD 0.20 ordinary        Sale               206,192                   GBP 2.1440               GBP 2.1336 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 USD 0.20 ordinary        Purchase           206,192                   GBP 2.1390               GBP 2.1290 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 USD 0.20 ordinary        Purchase           251,334                   USD 3.4695               USD 3.4598 
-----------------------  -----------------  ------------------------  -----------------------  ----------------------- 
 

(b) Derivatives transactions (other than options)

 
    Class of relevant      Product description       Nature of dealing         Number of reference      Price per unit 
        security           e.g.TRS                    e.g. opening/closing a   securities                (USD) 
                                                      long/short position, 
                                                      increasing/reducing a 
                                                      long/short position 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
                                                     Increasing Short 
 USD 0.20 ordinary         TRS                        Position                 71,971                   3.4695 
------------------------  ------------------------  ------------------------  -----------------------  --------------- 
 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 
   Class of     Product        Writing,       Number of      Exercise       Type e.g.       Expiry date   Option money 
   relevant     description    purchasing,    securities     price per      American,                     paid/ 
   security     e.g.call       selling,       to             unit           European etc.                 received per 
                option         varying etc.   which option                                                unit 
                                              relates 
-------------  -------------  -------------  -------------  -------------  --------------  ------------  ------------- 
 
 

(ii) Exercising

 
 Class of relevant security   Product description   Number of     Exercise price per unit 
                               e.g. call option      securities 
---------------------------  --------------------  ------------  ------------------------ 
 
 

(d) Other dealings (including subscribing for new securities)

 
 Class of relevant security   Nature of dealing                Details   Price per unit 
                               e.g. subscription, conversion              (if applicable) 
---------------------------  -------------------------------  --------  ----------------- 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
 Details of any indemnity or option arrangement, or any agreement or understanding, 
  formal or informal, relating to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal trader making the 
  disclosure and any party to the offer or any person acting in concert with 
  a party to the offer: 
 
  If there are no such agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------- 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
 Details of any agreement, arrangement or understanding, formal or informal, between 
  the exempt principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
 
  If there are no such agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------------- 
 None 
---------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    7 October 2013 
---------------------  ----------------- 
 Contact name:          Victoria O'Neill 
---------------------  ----------------- 
 Telephone number:      44(028)90409533 
---------------------  ----------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information

Service and must also be emailed to the Takeover Panel at [e-mail].

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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