DGAP-PVR: Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the...

 
 DGAP Voting Rights Announcement: Epigenomics AG 
Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the 
German Securities Trading Act] with the objective of Europe-wide 
distribution 
 
2020-09-11 / 10:54 
Dissemination of a Voting Rights Announcement transmitted by DGAP - a 
service of EQS Group AG. 
The issuer is solely responsible for the content of this announcement. 
 
*Notification of Major Holdings* 
 
*1. Details of issuer* 
+------------------------------+--------------------+ 
|Name:                         |Epigenomics AG      | 
+------------------------------+--------------------+ 
|Street:                       |Geneststraße 5 | 
+------------------------------+--------------------+ 
|Postal code:                  |10829               | 
+------------------------------+--------------------+ 
|City:                         |Berlin              | 
|                              |Germany             | 
+------------------------------+--------------------+ 
|Legal Entity Identifier (LEI):|549300X1C4U862NDLN97| 
+------------------------------+--------------------+ 
*2. Reason for notification* 
+-+------------------------------------------------------------+ 
| |Acquisition/disposal of shares with voting rights           | 
+-+------------------------------------------------------------+ 
| |Acquisition/disposal of instruments                         | 
+-+------------------------------------------------------------+ 
| |Change of breakdown of voting rights                        | 
+-+------------------------------------------------------------+ 
|X|Other reason:                                               | 
| |Notification is triggered due to the application of the     | 
| |Custody Exemption available under Sect. 36 Para. 3 No. 2    | 
| |WpHG                                                        | 
+-+------------------------------------------------------------+ 
*3. Details of person subject to the notification obligation* 
+--------------------------------------------------------------+ 
|Legal entity: Morgan Stanley                                  | 
|City of registered office, country: Wilmington, Delaware,     | 
|United States of America (USA)                                | 
+--------------------------------------------------------------+ 
*4. Names of shareholder(s)* 
holding directly 3% or more voting rights, if different from 3. 
 
+-------------------------+ 
|Morgan Stanley & Co. LLC | 
+-------------------------+ 
*5. Date on which threshold was crossed or reached:* 
+-----------+ 
|04 Sep 2020| 
+-----------+ 
*6. Total positions* 
+-------------+-----------+-----------+----------+-------------+ 
|             |% of voting|% of voting|  Total of| Total number| 
|             |     rights|     rights| both in %|    of voting| 
|             |attached to|    through|   (7.a. +|       rights| 
|             |     shares|instruments|     7.b.)|  pursuant to| 
|             |  (total of|  (total of|          | Sec. 41 WpHG| 
|             |      7.a.)|    7.b.1 +|          |             | 
|             |           |     7.b.2)|          |             | 
+-------------+-----------+-----------+----------+-------------+ 
|New          |     9.74 %|     0.02 %|    9.76 %|     47129846| 
+-------------+-----------+-----------+----------+-------------+ 
|Previous     |    10.93 %|     0.02 %|   10.95 %|            /| 
|notification |           |           |          |             | 
+-------------+-----------+-----------+----------+-------------+ 
*7. Details on total positions* 
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)* 
+------------+-----------+------------+-----------+------------+ 
|ISIN        |        Absolute        |          In %          | 
+------------+-----------+------------+-----------+------------+ 
|            |     Direct|    Indirect|     Direct|    Indirect| 
|            |   (Sec. 33|    (Sec. 34|   (Sec. 33|    (Sec. 34| 
|            |      WpHG)|       WpHG)|      WpHG)|       WpHG)| 
+------------+-----------+------------+-----------+------------+ 
|DE000A11QW50|          0|     4591104|     0.00 %|      9.74 %| 
+------------+-----------+------------+-----------+------------+ 
|*Total*     |        4591104         |         9.74 %         | 
+------------+-----------+------------+-----------+------------+ 
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* 
+----------+--------------+-------------+----------+-----------+ 
|Type of   |Expiration or |Exercise or  |    Voting|     Voting| 
|instrument|maturity date |conversion   |    rights|rights in %| 
|          |              |period       |  absolute|           | 
+----------+--------------+-------------+----------+-----------+ 
|Right of  |at any time   |at any time  |      7919|     0.02 %| 
|recall    |              |             |          |           | 
|over      |              |             |          |           | 
|securities|              |             |          |           | 
|lending   |              |             |          |           | 
|agreements|              |             |          |           | 
+----------+--------------+-------------+----------+-----------+ 
|          |              |*Total*      |      7919|     0.02 %| 
+----------+--------------+-------------+----------+-----------+ 
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* 
+-------+------------+-----------+---------+---------+---------+ 
|Type of|Expiration  |Exercise or|Cash or  |   Voting|   Voting| 
|instrum|or maturity |conversion |physical |   rights|rights in| 
|ent    |date        |period     |settlemen| absolute|        %| 
|       |            |           |t        |         |         | 
+-------+------------+-----------+---------+---------+---------+ 
|       |            |           |         |        0|   0.00 %| 
+-------+------------+-----------+---------+---------+---------+ 
|       |            |           |*Total*  |        0|   0.00 %| 
+-------+------------+-----------+---------+---------+---------+ 
*8. Information in relation to the person subject to the notification 
obligation* 
 
+-+------------------------------------------------------------+ 
| |Person subject to the notification obligation is not        | 
| |controlled nor does it control any other undertaking(s) that| 
| |directly or indirectly hold(s) an interest in the           | 
| |(underlying) issuer (1.).                                   | 
+-+------------------------------------------------------------+ 
|X|Full chain of controlled undertakings starting with the     | 
| |ultimate controlling natural person or legal entity:        | 
+-+------------------------------------------------------------+ 
 
+-----------------+--------------+------------+----------------+ 
|Name             |   % of voting| % of voting|   Total of both| 
|                 | rights (if at|      rights| (if at least 5%| 
|                 |   least 3% or|     through|        or more)| 
|                 |         more)| instruments|                | 
|                 |              |(if at least|                | 
|                 |              | 5% or more)|                | 
+-----------------+--------------+------------+----------------+ 
|Morgan Stanley   |             %|           %|               %| 
+-----------------+--------------+------------+----------------+ 
|Morgan Stanley   |             %|           %|               %| 
|Capital          |              |            |                | 
|Management, LLC  |              |            |                | 
+-----------------+--------------+------------+----------------+ 
|Morgan Stanley   |             %|           %|               %| 
|Domestic         |              |            |                | 
|Holdings, Inc.   |              |            |                | 
+-----------------+--------------+------------+----------------+ 
|Morgan Stanley & |        9.74 %|           %|          9.76 %| 
|Co. LLC          |              |            |                | 
+-----------------+--------------+------------+----------------+ 
*9. In case of proxy voting according to Sec. 34 para. 3 WpHG* 
(only in case of attribution of voting rights in accordance with Sec. 34 
para. 1 sent. 1 No. 6 WpHG) 
 
Date of general meeting: 
Holding total positions after general meeting (6.) after annual general 
meeting: 
 
+------------------------+-----------------------+-------------+ 
|    Proportion of voting|          Proportion of|Total of both| 
|                  rights|            instruments|             | 
+------------------------+-----------------------+-------------+ 
|                       %|                      %|            %| 
+------------------------+-----------------------+-------------+ 
*10. Other explanatory remarks:* 
 
++ 
|| 
++ 
Date 
 
+-----------+ 
|10 Sep 2020| 
+-----------+ 
 
2020-09-11 The DGAP Distribution Services include Regulatory Announcements, 
Financial/Corporate News and Press Releases. 
Archive at www.dgap.de 
Language: English 
Company:  Epigenomics AG 
          Geneststraße 5 
          10829 Berlin 
          Germany 
Internet: www.epigenomics.com 
 
End of News DGAP News Service 
 
1130447 2020-09-11 
 
 

(END) Dow Jones Newswires

September 11, 2020 04:54 ET (08:54 GMT)