BARCLAYS PLC: FORM 8.3 -- DAILY MAIL & GENERAL TRUST PLC

TIDMDMGT TIDMBARC 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)  Full name of discloser:                Barclays PLC. 
 
(b)  Owner or controller of interest 
     and short 
     positions disclosed, if different 
     from 1(a): 
(c)  Name of offeror/offeree in relation    DAILY MAIL & GENERAL TRUST PLC 
     to whose 
     relevant securities this form 
     relates: 
(d)  If an exempt fund manager connected 
     with an 
     offeror/offeree, state this and 
     specify identity of 
     offeror/offeree: 
(e)  Date position held/dealing             16 December 2021 
     undertaken: 
(f)  In addition to the company in 1(c)     NO 
     above, is the discloser making 
     disclosures in respect of any other 
     party to the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:          12.5p A Non-Voting 
                                     Interests             Short Positions 
                                     Number        (%)     Number      (%) 
            Relevant securities 
(1)         owned 
 and/or controlled:                  5,651,703     2.68%   31,052      0.01% 
 
            Cash-settled 
(2)         derivatives: 
                                     5,644         0.00%   4,553,671   2.16% 
 
            Stock-settled 
            derivatives (including 
(3)         options) 
 and agreements to 
  purchase/sell:                     0             0.00%   0           0.00% 
 
 
 TOTAL:                              5,657,347     2.68%   4,584,723   2.17% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of relevant     Purchase/sale    Number of     Price per unit 
security                               securities 
12.5p A Non-Voting    Purchase         6             10.6200 GBP 
12.5p A Non-Voting    Purchase         25            10.5200 GBP 
12.5p A Non-Voting    Purchase         50            10.5664 GBP 
12.5p A Non-Voting    Purchase         293           10.4800 GBP 
12.5p A Non-Voting    Purchase         645           10.4508 GBP 
12.5p A Non-Voting    Purchase         1,041         10.4687 GBP 
12.5p A Non-Voting    Purchase         1,886         10.5256 GBP 
12.5p A Non-Voting    Purchase         2,105         10.6800 GBP 
12.5p A Non-Voting    Purchase         17,269        10.6555 GBP 
12.5p A Non-Voting    Purchase         38,927        10.5413 GBP 
12.5p A Non-Voting    Sale             81            10.5571 GBP 
12.5p A Non-Voting    Sale             266           10.4400 GBP 
12.5p A Non-Voting    Sale             279           10.4700 GBP 
12.5p A Non-Voting    Sale             280           10.6200 GBP 
12.5p A Non-Voting    Sale             302           10.4849 GBP 
12.5p A Non-Voting    Sale             596           10.5848 GBP 
12.5p A Non-Voting    Sale             780           10.4663 GBP 
12.5p A Non-Voting    Sale             969           10.5741 GBP 
12.5p A Non-Voting    Sale             1,526         10.5184 GBP 
12.5p A Non-Voting    Sale             5,317         10.6368 GBP 
12.5p A Non-Voting    Sale             5,337         10.5900 GBP 
12.5p A Non-Voting    Sale             10,839        10.4320 GBP 
12.5p A Non-Voting    Sale             10,860        10.4200 GBP 
12.5p A Non-Voting    Sale             21,018        10.6324 GBP 
 

(b) Cash-settled derivative transactions

 
Class of            Product        Nature of           Number of   Price per 
                                   dealing 
relevant            description                        reference   unit 
security                                               securities 
12.5p A Non-Voting  SWAP           Long                459         10.5400 GBP 
12.5p A Non-Voting  SWAP           Long                1,040       10.5145 GBP 
12.5p A Non-Voting  SWAP           Long                3,776       10.5242 GBP 
12.5p A Non-Voting  SWAP           Short               100         10.4400 GBP 
12.5p A Non-Voting  SWAP           Short               214         10.5649 GBP 
12.5p A Non-Voting  SWAP           Short               281         10.5432 GBP 
12.5p A Non-Voting  SWAP           Short               1,967       10.5500 GBP 
12.5p A Non-Voting  CFD            Short               4,194       10.4507 GBP 
12.5p A Non-Voting  CFD            Short               36,036      10.5473 GBP 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                NO 
Date of disclosure:                 17 Dec 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211217005220/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

December 17, 2021 07:19 ET (12:19 GMT)