WATER ISLAND CAPITAL: Form 8.3 - CPL RESOURCES PLC

TIDMCPS 
 
 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

 
Name of person dealing (Note 1)                   Water Island Capital, LLC 
Company dealt in                                  CPL RESOURCES PLC 
Class of relevant security to which the dealings  Ordinary Shares & CFD Shares 
being disclosed relate (Note 2) 
Date of dealing                                   12 January 2021 
 

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
                                              Long             Short 
                                              Number   (%)     Number  (%) 
(1) Relevant securities                       394,333  1.4212 
(2) Derivatives (other than options)          185,605  .6690 
(3) Options and agreements to purchase/sell 
Total                                         579,938  2.0902 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                  Long           Short 
                                             Number    (%)  Number    (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total 
 

3. DEALINGS (Note 4)

(a) Purchases and sales

 
 
 Purchase/sale    Number of relevant securities   Price per unit (Note 5) 
Sale             2,314                           EUR 11.20 
 

(b) Derivatives transactions (other than options transactions)

 
Product name,  Nature of transaction  Number of relevant        Price per unit 
 e.g. CFD       (Note 6)              securities (Note 7)        (Note 5) 
 
 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

 
Product  Writing,     Number of   Exercise  Type,      Expiry    Option money 
name,    selling,     securities  price     e.g.       date      paid/received 
e.g.     purchasing,  to which              American,            per unit 
call     varying      the option            European             (Note 5) 
option   etc.         relates               etc. 
                      (Note 7) 
 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 5) 
 e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction  Details  Price per unit 
 (Note 8)                        (if applicable) (Note 5) 
 
 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

 
Full details of any agreement, arrangement or understanding between the person 
disclosing and any other person relating to the voting rights of any relevant 
securities under any option referred to on this form or relating to the voting 
rights or future acquisition or disposal of any relevant securities to which 
any derivative referred to on this form is referenced. If none, this should be 
stated. 
None 
 

Is a Supplemental Form 8 attached? (Note 9) YES

 
Date of disclosure                                             13 January 2021 
Contact name                                                   Scott Gordon 
Telephone number                                               917 475 9254 
If a connected EFM, name of offeree/offeror with which         N/A 
 connected 
If a connected EFM, state nature of connection (Note 10)       N/A 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210113005083/en/

 
    CONTACT: 

Water Island Capital, LLC

 
    SOURCE: Water Island Capital 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

January 13, 2021 08:30 ET (13:30 GMT)