Carador Income Fund PLC Holding(s) in Company (3478Y)

TIDMCIFU TIDMCIFR TIDM17RL

RNS Number : 3478Y

Carador Income Fund PLC

04 December 2017

Standard Form TR-1

Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the Central Bank of Ireland)(i) 
------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying issuer of 
  existing shares to which voting rights are attached(ii) 
  : Carador Income Fund PLC 
------------------------------------------------------------------------------------- 
 2. Reason for the notification (please tick the appropriate 
  box or boxes): 
  [X] An acquisition or disposal of voting rights 
  [ ] An acquisition or disposal of financial instruments 
  [ ] An event changing the breakdown of voting rights 
  [ ] Other (please specify)(iii) : 
------------------------------------------------------------------------------------- 
 3. Details of person subject to the notification obligation(iv) 
  : 
 Name: Bank of Montreal                 City and country of registered 
                                         office (if applicable): 
                                         London 
-------------------------------------  ---------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)(v) 
  : Thames River Multi-Capital LLP 
------------------------------------------------------------------------------------- 
 5. Date on which the threshold was crossed or reached(vi) 
  : 01/12/2017 
------------------------------------------------------------------------------------- 
 6. Date on which issuer notified: 04/12/2017 
------------------------------------------------------------------------------------- 
 7. Threshold(s) that is/are crossed or reached: 5% 
------------------------------------------------------------------------------------- 
 8. Total positions of person(s) subject to the notification 
  obligation: 
------------------------------------------------------------------------------------- 
                     % of voting        % of voting       Total of       Total number 
                      rights attached    rights through    both in %      of voting 
                      to shares          financial         (9.A + 9.B)    rights of 
                      (total of          instruments                      issuer(vii) 
                      9.A)               (total of 
                                         9.B.1 + 9.B.2) 
------------------  -----------------  ----------------  -------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached         25,645,669         -                 4.71%          543,253,358 
------------------  -----------------  ----------------  -------------  ------------- 
 Position 
  of previous 
  notification 
  (if applicable)    32,427,868         -                 5.96% 
------------------  -----------------  ----------------  -------------  ------------- 
 
 
 9. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
  : 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type           Number of voting rights(ix)           % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
------------------- 
 
                              Direct            Indirect           Direct                   Indirect 
-------------------  ---------------------  -------------  -------------------  ------------------------------ 
 IE00B3D60Z08                                4,855,467                           0.89% 
------------------------------------------  -------------  -------------------  ------------------------------ 
 IE00BF7TWD13                                20,790,202                          3.82% 
------------------------------------------  -------------  -------------------  ------------------------------ 
 
 SUBTOTAL 
  A                                          25,645,669                          4.71% 
------------------------------------------  -------------  -------------------  ------------------------------ 
 
 B 1: Financial Instruments according to Regulation 17(1)(a) 
  of the Regulations 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration           Exercise/       Number of voting                  % of voting 
  instrument            date(x)              Conversion      rights that                       rights 
                                             Period(xi)      may be acquired 
                                                             if the instrument 
                                                             is exercised/converted. 
--------------------  -------------------  --------------  --------------------------------  ----------------- 
 
 
 
                        SUBTOTAL B.1 
                       ----------------------------------  --------------------------------  ----------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Regulation 17(1)(b) of the Regulations 
-------------------------------------------------------------------------------------------------------------- 
 Type of              Expiration            Exercise/       Physical             Number       % of voting 
  financial            date(x)              Conversion      or cash              of voting     rights 
  instrument                                Period          settlement(xii)      rights 
                                            (xi) 
-------------------  --------------------  --------------  -------------------  -----------  ----------------- 
 
 
 
                                                            SUBTOTAL 
                                                             B.2 
                                                           -------------------  -----------  ----------------- 
 
 
 
 10. Information in relation to the person subject to 
  the notification obligation (please tick the applicable 
  box): 
 
  [ ] Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer.(xiii) 
 
  [X] Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or legal 
  entity(xiv) : 
 Name(xv)                % of voting       % of voting              Total of both 
                          rights if it      rights through           if it equals 
                          equals or is      financial instruments    or is higher 
                          higher than       if it equals             than the notifiable 
                          the notifiable    or is higher             threshold 
                          threshold         than the notifiable 
                                            threshold 
----------------------  ----------------  -----------------------  --------------------- 
 Please see attachment 
----------------------  ----------------  -----------------------  --------------------- 
 
 
 
 
 
 11. In case of proxy voting: [name of the proxy holder] 
  will cease to hold [% and number] voting rights as of 
  [date] 
  N/A 
---------------------------------------------------------------------------------------- 
 
 12. Additional information(xvi) : 
 
  Voting rights are held by as discretionary investment 
  manager for our underlying clients 
---------------------------------------------------------------------------------------- 
 

Done at London, England, UK on 04/12/2017.

 
 10. Information in relation to the person subject to 
  the notification obligation (please tick the applicable 
  box): 
 
  [ ] Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer.(xiii) 
 
  [x] Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or legal 
  entity(xiv) : 
 Name(xv)                      % of voting            % of voting              Total of both 
                                rights if              rights through           if it equals 
                                it equals              financial instruments    or is higher 
                                or is higher           if it equals             than the notifiable 
                                than the notifiable    or is higher             threshold 
                                threshold              than the notifiable 
                                                       threshold 
----------------------------  ---------------------  -----------------------  --------------------- 
 Bank of Montreal              -                      -                        - 
----------------------------  ---------------------  -----------------------  --------------------- 
 BMO Global Asset              -                      -                        - 
  Management Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 F&C Asset Management          -                      -                        - 
  plc 
----------------------------  ---------------------  -----------------------  --------------------- 
 Thames River Capital          -                      -                        - 
  Group Limited 

----------------------------  ---------------------  -----------------------  --------------------- 
 Thames River Capital          -                      -                        - 
  Holdings Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 Thames River Capital          -                      -                        - 
  (UK) Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 Thames River Multi-Capital 
  LLP                          3.82%                  -                        3.82% 
----------------------------  ---------------------  -----------------------  --------------------- 
 
 Bank of Montreal 
----------------------------  ---------------------  -----------------------  --------------------- 
 BMO Global Asset 
  Management Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 F&C Asset Management 
  plc 
----------------------------  ---------------------  -----------------------  --------------------- 
 F&C Treasury Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 WAM Holdings Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 F&C Managers Limited 
----------------------------  ---------------------  -----------------------  --------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLTIBRTMBBMBJR

(END) Dow Jones Newswires

December 04, 2017 12:17 ET (17:17 GMT)