Carador Income Fund PLC Holding(s) in Company (6437D)

TIDMCIFU TIDMCIFR

RNS Number : 6437D

Carador Income Fund PLC

20 February 2020

Standard Form TR-1

S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the Central Bank of Ireland) (i) 
 
 1. Identity of the issuer or the underlying issuer of existing shares 
  to which voting rights are attached (ii) : 
  Carador Income Fund PLC 
 2. Reason for the notification (please tick the appropriate box or boxes): 
  [ ] An acquisition or disposal of voting rights 
  [ ] An acquisition or disposal of financial instruments 
  [ ] An event changing the breakdown of voting rights 
  [X] Other (please specify)(iii) : Reduction of Outstanding Shares as 
  a Result of the Partial Compulsory Redemption of U.S. Dollar and Repurchase 
  Pool Shares. 
 3. Details of person subject to the notification obligation (iv) : 
 Name:                                         City and country of registered office (if 
  Weiss Asset Management LP                     applicable): 
                                                Wilmington, Delaware, USA 
                                              ------------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)(v) : 
  Brookdale International Partners, L.P., Brookdale Global Opportunity 
  Fund 
 5. Date on which the threshold was crossed or reached (vi) : 
  February-03-2020 
 6. Date on which issuer notified: 
  February-04-2020 
 7. Threshold(s) that is/are crossed or reached: 
  27%, 28%, 29% 
 8. Total positions of person(s) subject to the notification obligation: 
                           % of voting         % of voting rights   Total of both   Total number 
                            rights attached     through financial    in % (9.A +     of voting rights 
                            to shares (total    instruments          9.B)            of issuer(vii) 
                            of 9.A)             (total of 9.B.1 
                                                + 9.B.2) 
                          ------------------  -------------------  --------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               29.60 %             0%                   29.60 %         18,722,993 
                          ------------------  -------------------  --------------  ------------------ 
 Position of 
  previous notification 
  (if applicable)          26.75 %             0%                   26.75 % 
                          ------------------  -------------------  --------------  ------------------ 
 
 
 9. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) : 
 A: Voting rights attached to shares 
 Class/type       Number of voting rights (ix)                          % of voting rights 
  of 
  shares 
  ISIN code (if 
  possible) 
 
                           Direct                    Indirect                     Direct                 Indirect 
                                           -------------------------- 
 IE00BL8C5Z40                               2,924,055                                               15.62% 
                                           --------------------------  --------------------------  ----------------- 
 IE00BL8C1M31                               2,617,149                                               13.98% 
                                           --------------------------  --------------------------  ----------------- 
 
 SUBTOTAL A                                 5,541,204                                               29.60% 
                                           --------------------------  --------------------------  ----------------- 
 
 B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations 
 Type of financial     Expiration     Exercise/                         Number of voting            % of voting 
  instrument            date (x)       Conversion Period                 rights that may             rights 
                                       (xi)                              be acquired if 
                                                                         the instrument 
                                                                         is exercised/converted. 
                      -------------  --------------------------------  --------------------------  ----------------- 
 
 
 
                        SUBTOTAL B.1 
                       ----------------------------------------------  --------------------------  ----------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Regulation 17(1)(b) of the Regulations 
 Type of          Expiration          Exercise/         Physical                    Number of       % of voting 
  financial        date (x)            Conversion        or cash settlement         voting rights    rights 
  instrument                           Period (xi)       (xii) 
                 ------------------  ----------------  --------------------------  -------------- 
 
 
 
                                                        SUBTOTAL B.2 
                                                       --------------------------  -------------- 
 
 
 
 10. Information in relation to the person subject to the notification 
  obligation (please tick the applicable box): 
 
  [ ] Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the (underlying) 
  issuer. (xiii) 
 
  [x] Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) : 
 Name (xv)                  % of voting rights      % of voting rights     Total of both if 
                             if it equals or         through financial      it equals or is 
                             is higher than the      instruments if it      higher than the 
                             notifiable threshold    equals or is higher    notifiable threshold 
                                                     than the notifiable 
                                                     threshold 
                           ----------------------  ---------------------  ---------------------- 
 Weiss Asset Management 
  LP 
                           ----------------------  ---------------------  ---------------------- 
 Brookdale International 
  Partners, L.P.            16.93 %                                        16.93 % 
                           ----------------------  ---------------------  ---------------------- 
 
 Weiss Asset Management 
  LP 
                           ----------------------  ---------------------  ---------------------- 
 Brookdale Global 
  Opportunity Fund          12.66 %                                        12.66 % 
                           ----------------------  ---------------------  ---------------------- 
 
 11. In case of proxy voting: [name of the proxy holder] will cease to 
  hold [% and number] voting rights as of [date] 
 
 12. Additional information (xvi) : 
  Weiss Asset Management LP is the Investment Manager to Brookdale Global 
  Opportunity Fund and Brookdale International Partners, L.P. 
 

Done at Boston, USA on February 4th, 2020.

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February 20, 2020 08:05 ET (13:05 GMT)