Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2847Y)

TIDMCIU TIDMAV.

RNS Number : 2847Y

Cape plc

23 January 2014

 
 For filings with the FCA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
---------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                   Cape plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  ------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
----------------------------------------------------------------  ---------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ---------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ---------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  ---------------------------------- 
 Other (please 
  specify): 
-----------------------------------------------------------  ---  ---------------------------------- 
 3. Full name of person(s)                                    Aviva plc & its subsidiaries 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  --------------------------------------- 
 4. Full name of shareholder(s)                               Registered Holder: 
  (if different from 3.):(iv) 
                                                              BNY (Nominees) Limited 8,759* 
                                                              BNY Norwich Union Nominees 
                                                              Limited 137,534* 
                                                              Chase (GA Group) Nominees 
                                                              Limited 1,750,885* 
                                                              Vidacos Nominees Limited 11,417* 
                                                              *denotes direct interest 
-----------------------------------------------------------  --------------------------------------- 
 5. Date of the transaction                                   20 January 2014 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  --------------------------------------- 
 6. Date on which issuer                                      22 January 2014 
  notified: 
-----------------------------------------------------------  --------------------------------------- 
 7. Threshold(s) that is/are                                  3% to <3% Change at Direct 
  crossed or                                                   Interest Level 
  reached: (vi, vii) 
-----------------------------------------------------------  --------------------------------------- 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------- 
 Class/type        Situation previous          Resulting situation after the 
  of                to the triggering           triggering transaction 
  shares            transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
----------------  --------------------------  ---------------------------------------------------------------- 
                   Number          Number      Number       Number of voting           % of voting 
                    of              of          of shares    rights                     rights (x) 
                    Shares          Voting 
                                    Rights 
----------------  --------------  ----------  -----------  -------------------------  ------------------------ 
                                               Direct       Direct      Indirect       Direct   Indirect 
                                                             (xi)        (xii) 
----------------  --------------  ----------  -----------  ----------  -------------  -------  --------------- 
 Ordinary 
  Shares 
 
                                                                        Not                     Not 
  JE00B5SJJD95     3,671,989       3,671,989   1,908,595    1,908,595    disclosable   1.57%    disclosable 
                  --------------  ----------  -----------  ----------  -------------  -------  --------------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration      Exercise/                Number of voting           % of voting 
  financial         date            Conversion               rights that                rights 
  instrument        (xiii)          Period (xiv)             may be 
                                                             acquired if 
                                                             the 
                                                             instrument 
                                                             is 
                                                             exercised/ 
                                                             converted. 
----------------  --------------  -----------------------  -------------------------  ------------------------ 
 
 
 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------- 
 Type of financial   Exercise   Expiration   Exercise/     Number of voting     % of voting 
  instrument          price      date         Conversion    rights instrument    rights (xix, 
                                 (xvii)       period        refers to            xx) 
                                              (xviii) 
------------------  ---------  -----------  ------------  -------------------  ---------------- 
                                                                                Nominal   Delta 
------------------  ---------  -----------  ------------  -------------------  --------  ------ 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 1,908,595                 1.57% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------------------------- 
                            The voting rights are managed and controlled by Aviva 
                            Investors Global Services Limited, with the following 
                                               chain of controlled undertakings:- 
 
                                         Aviva Investors Global Services Limited: 
                                                  *    Aviva plc (Parent Company) 
 
 
                       *    Aviva Group Holdings Limited (wholly owned subsidiary 
                                                                    of Aviva plc) 
 
 
                              *    Aviva Investors Holdings Limited (wholly owned 
                                      subsidiary of Aviva Group Holdings Limited) 
 
 
                       *    Aviva Investors Global Services Limited (wholly owned 
                                  subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
--------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                  See Section 4 
---------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
---------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
---------------------------------------------  ---------------------------------- 
 
 
  13. Additional information:                    Figures are based on a total 
                                                 number of voting rights of 
                                                 121,103,937 as per the Company's 
                                                 Total Voting Rights Announcement 
                                                 of 1 August 2013. 
---------------------------------------------  ---------------------------------- 
 14. Contact name:                                  Neil Whittaker, Aviva plc 
---------------------------------------------  ---------------------------------- 
 15. Contact telephone number:                      01603 684420 
---------------------------------------------  ---------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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