UBS AG (EPT) Form 8.5 (EPT/RI) - Barratt Developments plc

RNS Number : 9323O

UBS AG (EPT)

17 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	333,573	5.19426        GBP	5.12383        GBP
10p ordinary	Sell	546,893	5.19411        GBP	5.13960        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	39734	5.194        GBP
10p ordinary	CFD	Long	4685	5.16665656111846        GBP
10p ordinary	CFD	Long	2945	5.16500373251273        GBP
10p ordinary	CFD	Long	323	5.18359752321981        GBP
10p ordinary	CFD	Long	6723	5.17385988        GBP
10p ordinary	CFD	Long	37884	5.171179        GBP
10p ordinary	CFD	Long	144	5.18358333333333        GBP
10p ordinary	CFD	Long	1283	5.169827        GBP
10p ordinary	CFD	Long	13647	5.19374        GBP
10p ordinary	CFD	Long	8684	5.160806        GBP
10p ordinary	CFD	Long	921	5.13960912        GBP
10p ordinary	CFD	Long	3539	5.19393507        GBP
10p ordinary	CFD	Long	303	5.16532673267327        GBP
10p ordinary	CFD	Long	400	5.177        GBP
10p ordinary	CFD	Long	23500	5.1601970212766        GBP
10p ordinary	CFD	Long	1370	5.17487371987591        GBP
10p ordinary	CFD	Long	5030	5.164996        GBP
10p ordinary	CFD	Long	712	5.16650702328652        GBP
10p ordinary	CFD	Long	26302	5.19079085        GBP
10p ordinary	CFD	Long	6904	5.17135414        GBP
10p ordinary	CFD	Long	85130	5.18534234        GBP
10p ordinary	CFD	Long	5363	5.16688159777736        GBP
10p ordinary	CFD	Long	6872	5.17148966778958        GBP
10p ordinary	CFD	Short	30785	5.194        GBP
10p ordinary	CFD	Short	1989	5.15242634259427        GBP
10p ordinary	CFD	Short	1216	5.1756653        GBP
10p ordinary	CFD	Short	1059	5.16401762        GBP
10p ordinary	CFD	Short	26943	5.18102222997216        GBP
10p ordinary	CFD	Short	1260	5.18966667        GBP
10p ordinary	CFD	Short	3194	5.194261        GBP
10p ordinary	CFD	Short	4832	5.19399977        GBP
10p ordinary	CFD	Short	3852	5.123833        GBP
10p ordinary	CFD	Short	975	5.19406493        GBP
10p ordinary	CFD	Short	1300	5.156        GBP
10p ordinary	CFD	Short	247	5.178        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

 

Date of disclosure:	17 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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