Augmentum Fintech Plc Holding(s) in Company

 
TIDMAUGM 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible)i 
 
1a. Identity of the issuer or the underlying                AUGMENTUM FINTECH PLC 
issuer of existing shares to which voting 
rights are attachedii: 
 
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" 
if appropriate) 
 
Non-UK issuer 
 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
 
An acquisition or disposal of voting rights                                               X 
 
An acquisition or disposal of financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify)iii: 
 
3. Details of person subject to the notification obligationiv 
 
Name                                            CANACCORD GENUITY GROUP INC 
 
City and country of registered office (if       VANCOUVER, CANADA 
applicable) 
 
4. Full name of shareholder(s) (if different from 3.)v 
 
Name                                            DISCRETIONARY CLIENTS 
 
City and country of registered office (if       As above 
applicable) 
 
5. Date on which the threshold was crossed or   17 JULY 2020 
reachedvi: 
 
6. Date on which issuer notified (DD/MM/YYYY):  20 JULY 2020 
 
7. Total positions of person(s) subject to the notification obligation 
 
                      % of voting     % of voting rights  Total of both in  Total number of 
                    rights attached   through financial     % (8.A + 8.B)   voting rights of 
                   to shares (total      instruments                        issuervii 
                       of 8. A)       (total of 8.B 1 + 
                                            8.B 2) 
 
Resulting          11.5747                                11.5747           116,856,911 
situation on the 
date on which 
threshold was 
crossed or reached 
 
Position of        12.2910                                12.2910 
previous 
notification (if 
applicable) 
 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reachedviii 
 
A: Voting rights attached to shares 
 
Class/type of        Number of voting rightsix             % of voting rights 
shares 
ISIN code (if             Direct            Indirect              Direct             Indirect 
possible)                (Art 9 of         (Art 10 of       (Art 9 of Directive     (Art 10 of 
                      Directive 2004/  Directive 2004/109/ 2004/109/EC) (DTR5.1)  Directive 2004/ 
                     109/EC) (DTR5.1)    EC) (DTR5.2.1)                               109/EC) 
                                                                                    (DTR5.2.1) 
 
GB00BG12XV81                           13,525,864                                11.5747 
 
SUBTOTAL 8. A                     13,525,864                               11.5747 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
(DTR5.3.1.1 (a)) 
 
Type of financial    Expiration Exercise/               Number of voting rights  % of voting 
instrument           datex      Conversion Periodxi     that may be acquired if  rights 
                                                        the instrument is 
                                                        exercised/converted. 
 
                                SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1) 
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 
Type of          Expiration     Exercise/       Physical or cash  Number of      % of voting 
financial        datex          Conversion      settlementxii     voting rights  rights 
instrument                      Period xi 
 
                                                SUBTOTAL 8.B.2 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
(please mark the 
applicable box with an "X") 
 
Person subject to the notification obligation is not controlled by any natural 
person or legal entity and does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) issuerxiii 
 
Full chain of controlled undertakings through which the voting rights and/or               X 
the 
financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entityxiv (please add additional rows as 
necessary) 
 
        Namexv          % of voting rights if    % of voting rights      Total of both if it 
                       it equals or is higher     through financial      equals or is higher 
                         than the notifiable      instruments if it      than the notifiable 
                              threshold          equals or is higher          threshold 
                                                 than the notifiable 
                                                      threshold 
 
Canaccord Genuity      11.5747                                         11.5747 
Group Inc. 
 
Canaccord Genuity      11.5747                                         11.5747 
Wealth Group Holdings 
Limited 
 
Canaccord Genuity      11.5747                                         11.5747 
Wealth Group Holdings 
(Jersey) Limited 
 
Canaccord Genuity      0.0214                                          0.0214 
Wealth (International) 
Holdings Limited 
 
Canaccord Genuity      0.0214                                          0.0214 
Wealth (International) 
Limited 
 
Canaccord Genuity      11.5533                                         11.5533 
Wealth Group Limited 
 
Canaccord Genuity      2.5680                                          2.5680 
Wealth Limited 
 
Hargreave Hale Ltd     8.9853                                          8.9853 
 
10. In case of proxy voting, please identify: 
 
Name of the proxy holder 
 
The number and % of voting rights held 
 
The date until which the voting rights will be 
held 
 
11. Additional informationxvi 
 
 
 
 
Place of completion BLACKPOOL, ENGLAND 
 
Date of completion  20 JULY 2020 
 
 
 
END 
 

(END) Dow Jones Newswires

July 20, 2020 11:38 ET (15:38 GMT)