Augean Plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (6975I)

TIDMAUG

RNS Number : 6975I

Augean Plc

27 March 2015

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
----------------------------------------------- 
 
 
 1. Identity of the issuer or the 
  underlying issuer of existing shares     Augean Plc 
  to which voting rights are attached: 
--------------------------------------  ------------- 
 
 
 2 Reason for the notification (please tick the appropriate box 
  or boxes): 
--------------------------------------------------------------------------- 
 
   An acquisition or disposal of voting rights                          X 
-------------------------------------------------------------------  ------ 
 
   An acquisition or disposal of qualifying financial instruments 
   which may result in the acquisition of shares already 
   issued to which voting rights are attached 
-------------------------------------------------------------------  ------ 
 
   An acquisition or disposal of instruments with similar 
   economic effect to qualifying financial instruments 
-------------------------------------------------------------------  ------ 
 
   An event changing the breakdown of voting rights 
-------------------------------------------------------------------  ------ 
 
   Other (please 
   specify): 
-------------------  ----------------------------------------------  ------ 
 
 
 
 3. Full name of person(s) subject 
  to the notification obligation:         Utilico Investments Limited 
-------------------------------------  ------------------------------ 
 4. Full name of shareholder(s) (if 
  different from 3.):                     As above 
-------------------------------------  ------------------------------ 
 5. Date of the transaction and date 
  on which the threshold is crossed       25(th) March 2015 
  or reached: 
-------------------------------------  ------------------------------ 
 6. Date on which issuer notified: 
                                          26(th) March 2015 
-------------------------------------  ------------------------------ 
 7. Threshold(s) that is/are crossed 
  or reached:                             20% 
-------------------------------------  ------------------------------ 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------- 
 Class/type of         Situation previous        Resulting situation after the triggering transaction 
  shares                to the triggering 
                        transaction 
  if possible using 
  the ISIN CODE 
--------------------  ------------------------  ---------------------------------------------------------------- 
                       Number       Number       Number         Number of voting            % of voting rights 
                        of           of           of shares      rights 
                        Shares       Voting 
                                     Rights 
--------------------  -----------  -----------  -------------  --------------------------  --------------------- 
                                                 Direct         Direct          Indirect    Direct     Indirect 
--------------------  -----------  -----------  -------------  --------------  ----------  ---------  ---------- 
 GB00B02H2F76          20,014,442   20,014,442   21,014,442     21,014,442-     -           20.60%     - 
                      -----------  -----------  -------------  --------------  ----------  ---------  ---------- 
 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------ 
 Type of financial   Expiration   Exercise/     Number of voting         % of voting 
  instrument          date         Conversion    rights that may          rights 
                                   Period        be 
                                                 acquired if the 
                                                 instrument is 
                                                 exercised/ converted. 
------------------  -----------  ------------  -----------------------  ------------ 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying 
  Financial Instruments 
----------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------- 
 Type of financial   Exercise   Expiration   Exercise/     Number of voting     % of voting 
  instrument          price      date         Conversion    rights instrument    rights 
                                              period        refers to 
------------------  ---------  -----------  ------------  -------------------  ---------------- 
                                                                                Nominal   Delta 
------------------  ---------  -----------  ------------  -------------------  --------  ------ 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 21,014,442                20.60% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the voting 
  rights and /or the financial instruments are effectively held, 
  if applicable: 
--------------------------------------------------------------------------------- 
  Utilico Investments Limited 
                                                  % of total 
                                  No. of voting    voting 
   Client                          rights          rights      Registration name 
   Utilico Investments Limited    21,014,442      20.60%       Chase Nominees Ltd 
--------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
----------------------------------------------------------------- 
 10. Name of proxy holder:            Utilico Investments Limited 
-----------------------------------  ---------------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
-----------------------------------  ---------------------------- 
 12. Date on which proxy holder 
  will cease to hold voting rights: 
-----------------------------------  ---------------------------- 
 
 
 13. Additional information:    Based on TVR of 101,991,380 as 
                                 confirmed by company's announcement 
                                 on 15(th) December 2014 
-----------------------------  ------------------------------------- 
 14 Contact name:               Vik Sharma, F&C Management Ltd 
                                 (as administrator of Utilico 
                                 Investments Limited) 
-----------------------------  ------------------------------------- 
 15. Contact telephone name:    0131 718 1094 
-----------------------------  ------------------------------------- 
 

For notes on how to complete form TR-1 please see the FCA website.

Note: Annex should only be submitted to the FCA not the issuer

 
 Annex: Notification of major interests in shares 
------------------------------------------------- 
 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
------------------------------------------------------------------------- 
 Full name                              Augean Plc 
  (including legal form of legal 
  entities) 
-------------------------------------  ---------------------------------- 
 Contact address                        4 Rudgate Court 
  (registered office for legal           Walton 
  entities)                              Wetherby 
                                         West Yorkshire 
                                         LS23 7BF 
-------------------------------------  ---------------------------------- 
 Phone number & email                   T: [phone] 
                                         E: [e-mail] 
-------------------------------------  ---------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
-------------------------------------  ---------------------------------- 
 
 
 B: Identity of the notifier, if applicable 
---------------------------------------------------------------------------------- 
 Full name                                  Vik Sharma, F&C Management Ltd 
                                             (Administrator of Utilico Investments 
                                             Limited) 
-----------------------------------------  --------------------------------------- 
 Contact address                            80 George Street, Edinburgh EH2 
                                             3BU 
-----------------------------------------  --------------------------------------- 
 Phone number & email                       0131 718 1094 
                                             [e-mail] 
-----------------------------------------  --------------------------------------- 
 Other useful information 
 
  (e.g. functional relationship 
  with the person or legal entity 
  subject to the notification obligation) 
-----------------------------------------  --------------------------------------- 
 
 
 C: Additional information 
-------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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