Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI) - Anglo American plc

RNS Number : 1442O

Morgan Stanley & Co. Int'l plc

13 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,198,667	27.9550 GBP	26.6864 GBP
USD 0.54945 ordinary	SALES	1,371,929	27.9925 GBP	27.6000 GBP
USD 0.54945 ordinary	PURCHASES	1,454	32.4000 EUR	32.2200 EUR
USD 0.54945 ordinary	SALES	2,723	32.4500 EUR	32.2200 EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	249	27.6000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	132	27.6918 GBP
USD 0.54945 ordinary	CFD	increasing a long position	38	27.7350 GBP
USD 0.54945 ordinary	CFD	increasing a long position	114,100	27.7397 GBP
USD 0.54945 ordinary	CFD	increasing a long position	68	27.7530 GBP
USD 0.54945 ordinary	CFD	increasing a long position	666	27.7667 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,341	27.7726 GBP
USD 0.54945 ordinary	CFD	increasing a long position	266	27.7726 GBP
USD 0.54945 ordinary	CFD	increasing a long position	199	27.7904 GBP
USD 0.54945 ordinary	CFD	increasing a long position	153	27.7908 GBP
USD 0.54945 ordinary	CFD	increasing a long position	12,352	27.8322 GBP
USD 0.54945 ordinary	CFD	increasing a long position	55,940	27.8489 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1	32.2200 EUR
USD 0.54945 ordinary	CFD	increasing a long position	387	32.2933 EUR
USD 0.54945 ordinary	CFD	increasing a long position	48	32.4500 EUR
USD 0.54945 ordinary	CFD	increasing a long position	10,803	640.9882 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	14,493	641.5050 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	26,406	641.8343 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	10,872	26.6864 GBP
USD 0.54945 ordinary	CFD	increasing a short position	56	27.6000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,894	27.7350 GBP
USD 0.54945 ordinary	CFD	increasing a short position	84	27.7350 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,190	27.7551 GBP
USD 0.54945 ordinary	CFD	increasing a short position	47,144	27.7569 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,268	27.7919 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,370	27.8045 GBP
USD 0.54945 ordinary	CFD	increasing a short position	903	27.8213 GBP
USD 0.54945 ordinary	CFD	increasing a short position	37,378	27.8226 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,189	27.8475 GBP
USD 0.54945 ordinary	CFD	increasing a short position	33,603	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,163	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,574	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,762	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,954	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	80,786	27.8514 GBP
USD 0.54945 ordinary	CFD	increasing a short position	271	27.8652 GBP
USD 0.54945 ordinary	CFD	increasing a short position	143,265	27.9375 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5	32.2200 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,219	32.4000 EUR
USD 0.54945 ordinary	CFD	increasing a short position	10,803	640.9882 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,913	641.3940 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	12,019	641.7239 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,150	641.8698 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	10,324	642.0830 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	666	27.7348 GBP
USD 0.54945 ordinary	CFD	reducing a long position	376	27.7350 GBP
USD 0.54945 ordinary	CFD	reducing a long position	196	27.7350 GBP
USD 0.54945 ordinary	CFD	reducing a long position	191	27.7377 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,083	27.7436 GBP
USD 0.54945 ordinary	CFD	reducing a long position	77	27.7633 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,768	27.7694 GBP
USD 0.54945 ordinary	CFD	reducing a long position	8,758	27.7698 GBP
USD 0.54945 ordinary	CFD	reducing a long position	529	27.7714 GBP
USD 0.54945 ordinary	CFD	reducing a long position	279	27.7768 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12	27.7802 GBP
USD 0.54945 ordinary	CFD	reducing a long position	54	27.7849 GBP
USD 0.54945 ordinary	CFD	reducing a long position	7,347	27.7881 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,184	27.7889 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,642	27.7889 GBP
USD 0.54945 ordinary	CFD	reducing a long position	508	27.7908 GBP
USD 0.54945 ordinary	CFD	reducing a long position	8,997	27.7919 GBP
USD 0.54945 ordinary	CFD	reducing a long position	8,210	27.8038 GBP
USD 0.54945 ordinary	CFD	reducing a long position	25,548	27.8038 GBP
USD 0.54945 ordinary	CFD	reducing a long position	241	27.8040 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,222	27.8095 GBP
USD 0.54945 ordinary	CFD	reducing a long position	501	27.8144 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,352	27.8178 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,386	27.8200 GBP
USD 0.54945 ordinary	CFD	reducing a long position	233	27.8226 GBP
USD 0.54945 ordinary	CFD	reducing a long position	257	27.8301 GBP
USD 0.54945 ordinary	CFD	reducing a long position	153	27.8358 GBP
USD 0.54945 ordinary	CFD	reducing a long position	28	27.8388 GBP
USD 0.54945 ordinary	CFD	reducing a long position	593	27.8412 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12	27.8491 GBP
USD 0.54945 ordinary	CFD	reducing a long position	250	27.8497 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,872	27.8524 GBP
USD 0.54945 ordinary	CFD	reducing a long position	542	27.8568 GBP
USD 0.54945 ordinary	CFD	reducing a long position	205	27.8652 GBP
USD 0.54945 ordinary	CFD	reducing a long position	495	27.8810 GBP
USD 0.54945 ordinary	CFD	reducing a long position	339	27.8918 GBP
USD 0.54945 ordinary	CFD	reducing a long position	15	27.8945 GBP
USD 0.54945 ordinary	CFD	reducing a long position	79	27.9047 GBP
USD 0.54945 ordinary	CFD	reducing a long position	67	27.9069 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12	32.2200 EUR
USD 0.54945 ordinary	CFD	reducing a long position	1	32.3500 EUR
USD 0.54945 ordinary	CFD	reducing a long position	193	32.4000 EUR
USD 0.54945 ordinary	CFD	reducing a long position	1,999	641.0000 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	56	641.2375 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	270	641.6983 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	26,332	642.1443 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	700	27.7020 GBP
USD 0.54945 ordinary	CFD	reducing a short position	389	27.7350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,035	27.7350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	19	27.7416 GBP
USD 0.54945 ordinary	CFD	reducing a short position	20,000	27.7881 GBP
USD 0.54945 ordinary	CFD	reducing a short position	303	27.8176 GBP
USD 0.54945 ordinary	CFD	reducing a short position	36,136	27.8216 GBP
USD 0.54945 ordinary	CFD	reducing a short position	844	27.8272 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,247	27.8385 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,083	27.8408 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,000	27.9065 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5	32.2200 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,258	32.2933 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,999	641.0000 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	56	641.2375 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	11,824	641.6852 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	270	641.6963 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	832	642.3781 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,841	642.4187 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	11,835	642.5438 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	LONG	1,000	0.3900 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X8)	LONG	30	44.7000 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (23) (ISIN	LONG	550	5.7100 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	13 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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