Legg Mason, Inc. Form 8.3 - Allergan PLC (3405M)

TIDMTTM TIDM0Y7T

RNS Number : 3405M

Legg Mason, Inc.

13 September 2019

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

   1.       KEY INFORMATION 
 
Name of person dealing      Legg Mason 
 (Note 1) 
Company dealt in            Allergan Plc 
                            ============ 
Class of relevant security  IE00BY9D5467 
 to which the dealings 
 being disclosed relate 
 (Note 2) 
                            ============ 
Date of dealing             12/09/19 
                            ============ 
 
   2.         INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
                                          Long                Short 
                             Number          (%)   Number           (%) 
                             =======  ====  ====  =========  ====  ==== 
(1) Relevant securities      8,116,252 2.47 
                             ===================  ===================== 
(2) Derivatives (other 
 than options) 
                             ===================  ===================== 
(3) Options and agreements 
 to purchase/sell 
                             ===================  ===================== 
Total                        8,116,252 2.47 
                             ===================  ===================== 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                Long                Short 
                              Number          (%)   Number           (%) 
                              =======  ====  ====  =========  ====  ==== 
(1) Relevant securities 
                              ===================  ===================== 
 
  (2) Derivatives (other 
  than options) 
                              ===================  ===================== 
 
  (3) Options and agreements 
  to purchase/sell 
                              ===================  ===================== 
Total 
                              ===================  ===================== 
 
 

Ap20

   1.       DEALINGS (Note 4) 
   (a)      Purchases and sales 
 
 
  Purchase/sale           Number of relevant securities        Price per unit 
                                                               (Note 5) 
Sale             20,021                                  $166.61 
 Purchase         45                                      $166.68 
                 ======================================  ==================== 
 
   (b)      Derivatives transactions (other than options transactions) 
 
Product    Nature of transaction  Number of relevant   Price per 
 name,      (Note 6)               securities           unit 
 e.g. CFD                          (Note 7)             (Note 5) 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
Product     Writing,      Number of       Exercise  Type,            Expiry  Option 
 name,       selling,      securities      price     e.g. American,   date    money paid/received 
 e.g. call   purchasing,   to which                  European                 per unit 
 option      varying       the option                etc.                     (Note 5) 
             etc.          relates (Note 
                           7) 
 
 
   (ii)      Exercising 
 
Product name,             Number of securities      Exercise price 
 e.g. call option                                    per unit (Note 
                                                     5) 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 4) 
 
Nature of transaction         Details                 Price per unit 
 (Note 8)                                              (if applicable) 
                                                       (Note 5) 
decrease of            Account maintenance 
 2,294 shares           - account(s) transferred 
                        out 
                       =========================  ==================== 
 

Ap21

   2.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   Is a Supplemental Form 8 attached? (Note 9)                                            NO 
 
Date of disclosure            13/09/19 
Contact name                  Shirley Hinton 
                              =============== 
Telephone number              [phone] 
                              =============== 
If a connected EFM, name      n/a 
 of offeree/offeror with 
 which connected 
                              =============== 
If a connected EFM, state     n/a 
 nature of connection (Note 
 10) 
                              =============== 
 

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September 13, 2019 10:36 ET (14:36 GMT)