BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - AGGREKO PLC - Amendment

TIDMAMPH TIDMBARC 
 
 

FORM 8.5 (EPT/NON-RI) Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a) Name of exempt principal trader:    BARCLAYS CAPITAL SECURITIES LTD 
(b) Name of offeror/offeree in          AGGREKO PLC 
relation to whose relevant securities 
this form relates: Use a separate form 
for each offeror/offeree 
(c) Name of the party to the offer      A consortium comprising TDR Capital 
with which exempt principal trader is   LLP and I Squared Capital (US) LLC 
connected: 
(d) Date position held/dealing          10 March 2021 
undertaken: For an opening position 
disclosure, state the latest 
practicable date prior to the 
disclosure 
(e) In addition to the company in 1(b)  NO 
above, is the exempt principal trader 
making disclosures in respect of any 
other party to the offer? If it is a 
cash offer or possible cash offer, 
state "N/A" 
 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:     4 329/395 p ordinary 
                                Interests                    Short Positions 
                                Number                (%)    Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:             3,468,850             1.35%  470,411     0.18% 
 
      Cash-settled 
(2)   derivatives: 
                                453,831               0.18%  2,943,982   1.15% 
 
      Stock-settled 
      derivatives (including 
(3)   options) 
 and agreements to 
  purchase/sell:                0                     0.00%  0           0.00% 
 
 
 TOTAL:                         3,922,681             1.53%  3,414,393   1.33% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of        Purchase/sale   Total number    Highest price   Lowest price 
relevant                        of              per unit        per unit 
security                        securities      paid/received   paid/received 
4 329/395 p     Purchase        84,580          8.9542 GBP      8.8645 GBP 
ordinary 
4 329/395 p     Sale            99,342          8.9276 GBP      8.865 GBP 
ordinary 
 
(b)             Cash-settled 
                derivative 
                transactions 
Class of        Product         Nature of       Number of       Price per 
                                dealing 
relevant        description                     reference       unit 
security                                        securities 
4 329/395 p     SWAP            Long            1,440           8.8994 GBP 
ordinary 
4 329/395 p     SWAP            Long            2,000           8.9075 GBP 
ordinary 
4 329/395 p     SWAP            Long            2,000           8.9477 GBP 
ordinary 
4 329/395 p     SWAP            Long            2,560           8.8606 GBP 
ordinary 
4 329/395 p     CFD             Long            3,136           8.9038 GBP 
ordinary 
4 329/395 p     CFD             Long            6,882           8.8915 GBP 
ordinary 
4 329/395 p     SWAP            Long            6,926           8.9102 GBP 
ordinary 
4 329/395 p     SWAP            Long            10,809          8.9099 GBP 
ordinary 
4 329/395 p     SWAP            Long            11,750          8.9065 GBP 
ordinary 
4 329/395 p     SWAP            Long            13,813          8.8977 GBP 
ordinary 
4 329/395 p     SWAP            Long            21,951          8.9104 GBP 
ordinary 
4 329/395 p     SWAP            Short           7               8.9001 GBP 
ordinary 
4 329/395 p     SWAP            Short           19              8.8995 GBP 
ordinary 
4 329/395 p     SWAP            Short           21              8.9517 GBP 
ordinary 
4 329/395 p     SWAP            Short           30              8.9062 GBP 
ordinary 
4 329/395 p     SWAP            Short           34              8.9156 GBP 
ordinary 
4 329/395 p     SWAP            Short           54              8.9506 GBP 
ordinary 
4 329/395 p     SWAP            Short           77              8.9068 GBP 
ordinary 
4 329/395 p     SWAP            Short           79              8.8877 GBP 
ordinary 
4 329/395 p     SWAP            Short           164             8.9279 GBP 
ordinary 
4 329/395 p     SWAP            Short           207             8.8884 GBP 
ordinary 
4 329/395 p     SWAP            Short           219             8.9509 GBP 
ordinary 
4 329/395 p     SWAP            Short           231             8.8996 GBP 
ordinary 
4 329/395 p     SWAP            Short           235             8.9107 GBP 
ordinary 
4 329/395 p     SWAP            Short           314             8.9069 GBP 
ordinary 
4 329/395 p     SWAP            Short           407             8.8652 GBP 
ordinary 
4 329/395 p     SWAP            Short           428             8.9507 GBP 
ordinary 
4 329/395 p     SWAP            Short           530             8.9110 GBP 
ordinary 
4 329/395 p     SWAP            Short           613             8.9067 GBP 
ordinary 
4 329/395 p     SWAP            Short           694             8.9158 GBP 
ordinary 
4 329/395 p     SWAP            Short           780             8.9331 GBP 
ordinary 
4 329/395 p     SWAP            Short           1,284           8.8883 GBP 
ordinary 
4 329/395 p     SWAP            Short           5,611           8.9157 GBP 
ordinary 
4 329/395 p     SWAP            Short           5,739           8.9235 GBP 
ordinary 
4 329/395 p     SWAP            Short           9,325           8.9214 GBP 
ordinary 
4 329/395 p     SWAP            Short           9,655           8.8650 GBP 
ordinary 
4 329/395 p     SWAP            Short           11,515          8.9193 GBP 
ordinary 
4 329/395 p     SWAP            Short           20,233          8.9201 GBP 
ordinary 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the exempt 
principal trader making the disclosure and any party to the offer or any 
person acting in concert with a party to the offer: Irrevocable commitments 
and letters of intent should not be included. If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the exempt principal trader making the disclosure and any other person 
relating to: (i) the voting rights of any relevant securities under any 
option; or (ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: If there are no 
such agreements, arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  NO 
 
 
Date of disclosure:   11 March 2021 
Contact name:         Large Holdings Regulatory Operations 
Telephone number:     020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210311005793/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

March 11, 2021 11:49 ET (16:49 GMT)