Report of Foreign Issuer (6-k)

1934 ACT FILE NO. 001-14714

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of December 2016

 

 

Yanzhou Coal Mining Company Limited

(Translation of Registrant’s name into English)

 

 

298 Fushan South Road

Zoucheng, Shandong Province

People’s Republic of China

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐            No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		Yanzhou Coal Mining Company Limited
Date December 2, 2016				By        /s/ Zhang Baocai
				Name:		Zhang Baocai
				Title:		Director

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Certain statements contained in this announcement may be regarded as forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements involve inherent risks and uncertainties that may cause the actual performance, financial condition or results of operations of the Company to be materially different from any future performance, financial condition or results of operations implied by such forward-looking statements. Further information regarding these risks and uncertainties is included in the Company’s filings with the U.S. Securities and Exchange Commission. The forward-looking statements included in this announcement represent the Company’s views as of the date of this announcement. Except as required by law, the Company undertakes no obligation to update or revise publicly any forwardlooking statements, whether as a result of new information, future events or otherwise, after the date on which the statements are made or to reflect the occurrence of unanticipated events. These forward-looking statements should not be relied upon as representing the Company’s views as of any date subsequent to the date of this announcement.

 

Monthly Return of Equity Issuer on Movements in Securities

 

For the month ended (dd/mm/yyyy) :		30/11/2016

To : Hong Kong Exchanges and Clearing Limited

 

Name of Issuer		Yanzhou Coal Mining Company Limited
Date Submitted		02/12/2016

I. Movements in Authorised Share Capital

1. Ordinary Shares

 

(1) Stock code :		600188(Shanghai Stock Exchange)		Description :		A Shares

 

No. of ordinary shares

Par value (State currency)

Authorised share capital (State currency)

Balance at close of preceding month

2,960,000,000

RMB 1.00

RMB 2,960,000,000

Increase/(decrease)

0

0

Balance at close of the month

2,960,000,000

RMB 1.00

RMB 2,960,000,000

 

(2) Stock code :		01171		Description :		H Shares

 

No. of ordinary shares

Par value (State currency)

Authorised share capital (State currency)

Balance at close of preceding month

1,952,016,000

RMB 1.00

RMB 1,952,016,000

Increase/(decrease)

0

0

Balance at close of the month

1,952,016,000

RMB 1.00

RMB 1,952,016,000

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2. Preference Shares

 

Stock code :		—		Description :		—

 

No. of preference shares

Par value (State currency)

Authorised share capital (State currency)

Balance at close of preceding month

—

—

—

Increase/(decrease)

—

—

Balance at close of the month

—

—

—

3. Other Classes of Shares

 

Stock code :		—		Description :		—

 

No. of other classes of shares

Par value (State currency)

Authorised share capital (State currency)

Balance at close of preceding month

—

—

—

Increase/(decrease)

—

—

Balance at close of the month

—

—

—

 

Total authorised share capital at the end of the month (State currency) :		RMB 4,912,016,000

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II. Movements in Issued Share Capital

 

		No. of ordinary shares								No of preference shares				No. of other classes of shares
		(1)				(2)
		A Shares				H Shares
Balance at close of preceding month			2,960,000,000				1,952,016,000				—				—
Increase/ (decrease) during the month			0				0				—				—
Balance at close of the month			2,960,000,000				1,952,016,000				—				—

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

 

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable

Movement during the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Granted

Exercised

Cancelled

Lapsed

1.

(    /    /         )

shares

(Note 1)

2.

(    /    /         )

shares

(Note 1)

3.

(    /    /         )

shares

(Note 1)

 

		Total A. (Ordinary shares)
		(Preference shares)
		(Other class)

 

Total funds raised during the month from exercise of options (State currency)

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Warrants to Issue Shares of the Issuer which are to be Listed

 

Description of warrants (Date of expiry - dd/mm/yyyy)

Currency of nominal value

Nominal value at close of preceding month

Exercised during the month

Nominal value at close of the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

2.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

3.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

4.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

 

		Total B. (Ordinary shares)
		(Preference shares)
		(Other class)

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Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

 

Class and description

Currency of amount outstanding

Amount at close of preceding month

Converted during the month

Amount at close of the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy))

(    /    /        )

2.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

3.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

4.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date (if applicable) (dd/mm/yyyy)

(    /    /        )

 

		Total C. (Ordinary shares)
		(Preference shares)
		(Other class)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

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Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:				No. of new shares of issuer issued during the month pursuant thereto		No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1.
		(    /    /        )
		shares (Note 1)
2.
		(    /    /        )
		shares (Note 1)
3.
		(    /    /        )
		shares (Note 1)
		Total D.     (Ordinary shares)
		(Preference shares)
		(Other class)

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Other Movements in Issued Share Capital

 

Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1. Rights issue

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

2. Open offer

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

3. Placing

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

4. Bonus issue

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

---

Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

5. Scrip dividend

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

6. Repurchase of shares

Class of shares repurchased (Note 1)   Cancellation date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

7. Redemption of shares

Class of shares redeemed (Note 1)   Redemption date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

8. Consideration issue

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

9. Capital reorganisation

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

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Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

10. Other      (Please specify)

At price :

State currency

Class of shares issuable (Note 1)   Issue and allotment date : (dd/mm/yyyy)   EGM approval date: (dd/mm/yyyy)

(    /    /        )   (    /    /        )

Total E. (Ordinary shares)

(Preference shares)

(Other class)

 

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):		(1)		0
		(2)		0
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):				—
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):				—
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

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Remarks (if any):

 

 

Submitted by:		Jin Qing Bin
Title:		Joint Company Secretary
		(Director, Secretary or other duly authorised officer)

 

 

Notes :

 

1.	State the class of shares (e.g. ordinary, preference or other).

 

2.	If there is insufficient space, please append the prescribed continuation sheet.

About the Company

For more information, please contact:

Yanzhou Coal Mining Company Limited

Zhang Baocai, Director

Tel: [phone]

Address: 298 Fushan South Road, Zoucheng, Shandong Province, 273500 PRC