Report of Foreign Issuer (6-k)

1934 ACT FILE NO. 001-14714

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of February 2014

 

 

Yanzhou Coal Mining Company Limited

(Translation of Registrant’s name into English)

 

 

298 Fushan South Road

Zoucheng, Shandong Province

People’s Republic of China

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F   x             Form 40-F   ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes   ¨              No   x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-             

 

 

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

						Yanzhou Coal Mining Company Limited
		Date February 7, 2014				By		/s/    Zhang Baocai
						Name:		Zhang Baocai
						Title:		Director and Company Secretary

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For Main Board and GEM listed issuers

 

Monthly Return of Equity Issuer on Movements in Securities

 

For the month ended (dd/mm/yyyy) :		31/01/2014

To : Hong Kong Exchanges and Clearing Limited

 

Name of Issuer		Yanzhou Coal Mining Company Limited
Date Submitted		07/01/2014

I. Movements in Authorised Share Capital

1. Ordinary Shares

 

(1) Stock code :		600188 (Shanghai Stock Exchange)		Description :		A Shares

 

		No. of ordinary shares		Par value (State currency)		Authorised share capital (State currency)
Balance at close of preceding month		2,960,000,000		RMB1.00		RMB2,960,000,000
Increase/(decrease)		0				0
Balance at close of the month		2,960,000,000		RMB1.00		RMB2,960,000,000

 

(2) Stock code :		01171		Description :		H Shares

 

		No. of ordinary shares		Par value (State currency)		Authorised share capital (State currency)
Balance at close of preceding month		1,958,400,000		RMB 1.00		RMB1,958,400,000
Increase/(decrease)		0				0
Balance at close of the month		1,958,400,000		RMB 1.00		RMB1,958,400,000

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For Main Board and GEM listed issuers

2. Preference Shares

 

Stock code :		—		Description :		—

 

		No. of preference shares		Par value (State currency)		Authorised share capital (State currency)
Balance at close of preceding month		—		—		—
Increase/(decrease)		—				—
Balance at close of the month		—		—		—

3. Other Classes of Shares

 

Stock code :		—		Description :		—

 

		No. of other classes of shares		Par value (State currency)		Authorised share capital (State currency)
Balance at close of preceding month		—		—			—
Increase/(decrease)		—					—
Balance at close of the month		—		—			—
Total authorised share capital at the end of the month (State currency) :							RMB 4,918,400,000

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For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

 

		No. of ordinary shares				No of preference shares		No. of other classes of shares
		(1)		(2)
		A Shares		H Shares
Balance at close of preceding month		2,960,000,000		1,958,400,000		—		—
Increase/ (decrease) during the month		0		0		—		—
Balance at close of the month		2,960,000,000		1,958,400,000		—		—

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

 

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable

Movement during the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at  close of the month

Granted

Exercised

Cancelled

Lapsed

1.

(    /    /         )

shares

(Note 1)

2.

(    /    /         )

shares

(Note 1)

3.

(    /    /         )

shares

(Note 1)

Total A.    (Ordinary shares)

(Preference shares)

(Other class)

 

Total funds raised during the month from exercise of
options (State currency)

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For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

 

Description of warrants (Date of expiry - dd/mm/yyyy)

Currency of nominal value

Nominal value at close of preceding month

Exercised during the month

Nominal value at close of the month

No. of new shares of Issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

2.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

3.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )

4.

(    /    /        )

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )

Total B.

(Ordinary shares)

(Preference shares)

(Other class)

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For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

 

Class and description

Currency of amount outstanding

Amount at close of  preceding month

Converted during the month

Amount at close of the month

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

1.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

2.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

3.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

4.

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /        )

Total C.

(Ordinary shares

)

(Preference shares)

(Other class

)

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For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

 

Full particulars including EGM approval date (dd/mm/yyyy),				No. of new shares of issuer issued during the month pursuant thereto		No. of new shares of issuer which may be issued pursuant thereto as at close of the month
if applicable, and class of shares issuable:
1.
		(    /    /         )
		shares (Note 1)
2.
		(    /    /         )
		shares (Note 1)
3.
		(    /    /         )
		shares (Note 1)
		Total D.     (Ordinary shares)
		(Preference shares)
		(Other class)

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For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

 

Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Class of shares issuable

(Note 1)

1.

Rights issue

At price  :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares issuable

(Note 1)

2.

Open offer

At price :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares issuable

(Note 1)

3.

Placing

At price :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares issuable

(Note 1)

4.

Bonus issue

Issue and allotment

(    /    /        )

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

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For Main Board and GEM listed issuers

 

Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Class of shares issuable

(Note 1)

5.

Scrip dividend

At price  :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares

repurchased (Note 1)

6.

Repurchase of shares

Cancellation date :

(    /    /        )

(dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares

redeemed (Note 1)

7.

Redemption of shares

Redemption date :

(    /    /        )

(dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares issuable

(Note 1)

8.

Consideration issue

At price :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

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For Main Board and GEM listed issuers

 

Type of Issue

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Class of shares issuable

(Note 1)

9.

Capital reorganisation

:

Issue and allotment

(    /    /        )

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Class of shares issuable

(Note 1)

10.

Other (Please specify)

At price :

State

Issue and allotment

(    /    /        )

currency

date : (dd/mm/yyyy)

EGM approval date:

(    /    /        )

(dd/mm/yyyy)

Total E.    (Ordinary shares)

(Preference shares)

(Other class)

 

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):			(1	)			0
			(2	)			0
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):							—
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):							—

(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

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For Main Board and GEM listed issuers

 

Remarks (if any):

 

Submitted by:		Zhang Baocai
Title:		Director and Secretary of the Board
(Director, Secretary or other duly authorised officer)

 

 

Notes :

 

1.	State the class of shares (e.g. ordinary, preference or other).

 

2.	If there is insufficient space, please append the prescribed continuation sheet.

About the Company

For more information, please contact:

Yanzhou Coal Mining Company Limited

Zhang Baocai, Director and Company Secretary

Tel: [phone]

Address: 298 Fushan South Road, Zoucheng, Shandong Province, 273500 PRC