Securities Registration (ads, Immediate) (f-6ef)

 

As filed with the U.S. Securities and Exchange Commission on November 10, 2016

 

 Registration No.  333-

---

---

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________

 

FORM F-6

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

For Depositary Shares Evidenced by American Depositary Receipts

___________________

VALEO

(Exact name of issuer of deposited securities as specified in its charter)

n/a

(Translation of issuer's name into English)

France

(Jurisdiction of incorporation or organization of issuer)

JPMORGAN CHASE BANK, N.A.

(Exact name of depositary as specified in its charter)

4 New York Plaza, Floor 12, New York, New York 10004

Telephone [phone]

 (Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

____________________

 

Corporation Services Co.

80 State Street

Albany, New York 12207-2543

Telephone: [phone]

 (Address, including zip code, and telephone number, including area code, of agent for service)

Copy to:

Scott A. Ziegler, Esq.

Ziegler, Ziegler & Associates LLP 570 Lexington Avenue, Suite 2405 New York, New York  10022 [phone]

 

It is proposed that this filing become effective under Rule 466

	x	immediately upon filing
	o	on (Date) at (Time)

 

If a separate registration statement has been filed to register the deposited shares, check the following box. o

CALCULATION OF REGISTRATION FEE

Title of each class of Securities to be registered	Amount to be registered	Proposed maximum aggregate price per unit (1)	Proposed maximum aggregate offering price (2)	Amount of registration fee
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one-half of one share of common stock of VALEO	50,000,000 American Depositary Shares	$0.05	$2,500,000	$289.75

(1)	Each unit represents one American Depositary Share.

(2)	Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.

           

 

 

---

 

 

PART I

INFORMATION REQUIRED IN PROSPECTUS

 

The Prospectus consists of the proposed form of American Depositary Receipt (“ADR” or “American Depositary Receipt”) included as Exhibit A to the Second Amended and Restated Deposit Agreement filed as Exhibit (a) to this Registration Statement, which is incorporated herein by reference.

 

CROSS REFERENCE SHEET

 

Item 1.  DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption				Location in Form of American Depositary Receipt Filed Herewith as Prospectus
(1)	Name and address of Depositary			Introductory paragraph and bottom of face of American Depositary Receipt
(2)	Title of American Depositary Receipts and identity of deposited securities			Face of American Depositary Receipt, top center
	Terms of Deposit:
	(i)	Amount of deposited securities represented by one unit of American Depositary Shares		Face of American Depositary Receipt, upper right corner
	(ii)	Procedure for voting, if any, the deposited securities		Paragraph (12)
	(iii)	Collection and distribution of dividends		Paragraphs (4), (5), (7) and (10)
	(iv)	Transmission of notices, reports and proxy soliciting material		Paragraphs (3), (8) and (12)
	(v)	Sale or exercise of rights		Paragraphs (4), (5) and (10)
	(vi)	Deposit or sale of securities resulting from dividends, splits or plans of reorganization		Paragraphs (4), (5), (10) and (13)
	(vii)	Amendment, extension or termination of the Deposit Agreement		Paragraphs (16) and (17)
	(viii)	Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs		Paragraph (3)
	(ix)	Restrictions upon the right to deposit or withdraw the underlying securities		Paragraphs (1), (2), (4), and (5)
	(x)	Limitation upon the liability of the Depositary		Paragraph (14)
(3)	Fees and Charges			Paragraph (7)

 

 

 

---

 

 

Item 2.  AVAILABLE INFORMATION

Item Number and Caption			Location in Form of American Depositary Receipt Filed Herewith as Prospectus
(a)	Statement that VALEO publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (http://www.valeo.com) or through an electronic information delivery system generally available to the public in its primary trading market.		Paragraph (8)

 

 

 

---

 

 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 3.  EXHIBITS

 

(a)

Form of Deposit Agreement . Form of  Second Amended and Restated Deposit Agreement dated as of           , 2016 among VALEO, JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement"), including the Form of American Depositary Receipt, is filed herewith as Exhibit (a).

 

(b)

Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby .  Not Applicable.

 

(c)

Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years .  Not Applicable.

 

(d)

Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered .  Filed herewith as Exhibit (d).

 

(e)

Certification under Rule 466.   Filed herewith as Exhibit (e).

 

Item 4.  UNDERTAKINGS

 

(a)

The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b)

If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request.  The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule.

 

 

 

 

---

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on November 10, 2016.

 

	Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares
	By:	JPMORGAN CHASE BANK, N.A., as Depositary
	By:	/s/ Gregory A. Levendis
	Name:  Gregory A. Levendis
	Title:    Executive Director

 

 

 

---

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, VALEO certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, on November 10, 2016.

 

	VALEO
	By:	/s/ Jacques Aschenbroich
	Name:  Jacques Aschenbroich
	Title:    Chief Executive Officer

  

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints   Jacques Aschenbroich and Robert Charvier, and each of them, his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this Registration Statement and any and all related registration statements pursuant to Rule 462(b) of the Securities Act, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

 

 

---

 

 

Under the requirements of the Securities Act, this Registration Statement has been signed by the following persons on November 10, 2016, in the capacities indicated.

 

Signature		Title
/s/ Jacques Aschenbroich		Chairman and Chief Executive Officer
Name: Jacques Aschenbroich
/s/ Pascal Colombani		Honorary President of the Board of Directors
Name: Pascal Colombani
/s/ Georges Pauget		Senior Independent Director
Name: Georges Pauget
/s/ Robert Charvier		Chief Financial Officer (Principal Financial and Accounting Officer)
Name: Robert Charvier
/s/ Gérard Blanc		Director
Name: Gérard Blanc
/s/ Daniel Camus		Director
Name: Daniel Camus
/s/ Jérôme Contamine		Director
Name: Jérôme Contamine
/s/ Michel de Fabiani		Director
Name: Michel de Fabiani
/s/ Sophie Dutordoir		Director
Name: Sophie Dutordoir

 

 

 

---

 

 

Signature		Title
/s/ Caroline Maury Devine		Director
Name: Caroline Maury Devine
/s/ Mari-Noëlle Jégo-Laveissière		Director
Name: Mari-Noëlle Jégo-Laveissière
/s/ Noëlle Lenoir		Director
Name: Noëlle Lenoir
/s/ Thierry Moulonguet		Director
Name: Thierry Moulonguet
/s/ Ulrike Steinhorst		Director
Name: Ulrike Steinhorst
/s/ Véronique Weill		Director
Name: Véronique Weill

 

 

 

---

 

 

SIGNATURE OF AUTHORIZED REPRESENTATIVE OF THE REGISTRANT

 

Under the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of VALEO, has signed this Registration Statement in Newark, Delaware, on November 10, 2016.

 

	Authorized U.S. Representative
	By:	/s/ Donald J. Puglisi
		Name: Donald J. Puglisi             Managing Director             Puglisi & Associates

 

 

 

---

 

 

INDEX TO EXHIBITS

Exhibit Number
(a)	Form of Deposit Agreement.
(d)	Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered.
(e)	Rule 466 Certification