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UWHR Uwharrie Capital Corp (QX)

7.36
0.00 (0.00%)
Last Updated: 13:18:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Uwharrie Capital Corp (QX) USOTC:UWHR OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 7.36 7.36 7.50 0.00 13:18:00

Amended Statement of Changes in Beneficial Ownership (4/a)

23/11/2016 8:04pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Aldridge W Stephen III
2. Issuer Name and Ticker or Trading Symbol

UWHARRIE CAPITAL CORP [ NONE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

PO BOX 338, 132 NORTH FIRST STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

11/23/2016
(Street)

ALBEMARLE, NC 28002-0338
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

11/23/2016 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (Held by Self)   (1) 11/23/2016     J (2)   V 27   A $0.00   (3) 1421   D    
Common Stock (Held by Self as Custodian for Minor Son)   (1) 11/23/2016     J (2)   V 22   A $0.00   (3) 1123   I   By Self As Custodian for Minor Son  
Common Stock (Held by Self as Trustee of Trust)   (1) 11/23/2016     J (2)   V 58   A $0.00   (3) 3000   D    
Common Stock (Held by Mother)   (1) 11/23/2016     J (2)   V 199   A $0.00   (3) 10186   I   By Mother Solely (Reporting Person POA for Mother)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  This Form 4A amends and replaces in its entirety content contained in Form 4 filed in error 11-23-2016 at 06:39 a.m. for W. Stephen Aldridge, III. Disregard all transactions in Form 4 filed 11-23-2016 at 06:39 a.m. for W. Stephen Aldridge, III.
( 2)  Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
( 3)  No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016.

Remarks:
This Form 4A amends and replaces in its entirety content contained in Form 4 filed in error 11-23-2016 at 06:39 a.m. for W. Stephen Aldridge, III. Disregard all transactions in Form 4 filed 11-23-2016 at 06:39 a.m. for W. Stephen Aldridge, III.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Aldridge W Stephen III
PO BOX 338
132 NORTH FIRST STREET
ALBEMARLE, NC 28002-0338
X



Signatures
W. Stephen Aldridge, III, by Tamara M. Singletary, EVP, Uwharrie Capital Corp 11/23/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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