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TUEM Tuesday Morning Corporation (PK)

0.48
0.00 (0.00%)
17 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Tuesday Morning Corporation (PK) USOTC:TUEM OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.48 0.00 01:00:00

Statement of Changes in Beneficial Ownership (4)

18/11/2021 9:11pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Dossey Douglas J
2. Issuer Name and Ticker or Trading Symbol

TUESDAY MORNING CORP/DE [ TUEM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

6250 LBJ FWY
3. Date of Earliest Transaction (MM/DD/YYYY)

11/16/2021
(Street)

DALLAS, TX 75240
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/16/2021  A  29091 (1)A$0.00 81091 D  
Common Stock         20158593 I see footnotes (2)(3)(4)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) These shares represent shares of restricted stock units, all of which vest on the one year anniversary of the grant date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement.
(2) These securities are held directly by Osmium Partners (Larkspur SPV), LP ("Osmium Larkspur), the general partner of which is Osmium Partners (Equation) LLC ("Osmium Equation"). The Managing Members of Osmium Equation are Osmium Partners, LLC and Tensile Capital Partners Master Fund LP.
(3) The general partner and investment adviser of Tensile Capital Partners Master Fund LP are Tensile Capital GP LLC and Tensile Capital Management LP, respectively. The general partner of Tensile Capital Management LP is Tensile Capital Management GP LLC.
(4) Douglas J. Dossey is a controlling principal of Tensile Capital Management LP, Tensile Capital Management GP LLC, and Tensile Capital GP LLC. Mr. Dossey may be deemed to share beneficial ownership of these securities with Osmium Equation. Mr. Dossey disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that Mr. Dossey is the beneficial owner of these securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Dossey Douglas J
6250 LBJ FWY
DALLAS, TX 75240
X



Signatures
By: /s/ Bridgett Zeterberg, Attorney in Fact for Douglas Dossey11/18/2021
**Signature of Reporting PersonDate

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