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RRTS Roadrunner Transportation Systems Inc (PK)

2.15
-0.05 (-2.27%)
Last Updated: 16:01:53
Delayed by 15 minutes
Share Name Share Symbol Market Type
Roadrunner Transportation Systems Inc (PK) USOTC:RRTS OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.05 -2.27% 2.15 2.15 2.25 2.20 2.15 2.20 299 16:01:53

Statement of Changes in Beneficial Ownership (4)

02/06/2020 10:22pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Rapken Michael K.
2. Issuer Name and Ticker or Trading Symbol

Roadrunner Transportation Systems, Inc. [ RRTS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Information Officer
(Last)          (First)          (Middle)

1431 OPUS PLACE, SUITE 530
3. Date of Earliest Transaction (MM/DD/YYYY)

1/25/2020
(Street)

DOWNERS GROVE, IL 60515
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/25/2020  A  2400 (1)A$0.00 6880 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One-third of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of May 22, 2020, May 22, 2021, and May 22, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Rapken Michael K.
1431 OPUS PLACE
SUITE 530
DOWNERS GROVE, IL 60515


Chief Information Officer

Signatures
/s/ Patrick J. Unzicker, as Attorney-in-Fact6/2/2020
**Signature of Reporting PersonDate

1 Year Roadrunner Transportatio... (PK) Chart

1 Year Roadrunner Transportatio... (PK) Chart

1 Month Roadrunner Transportatio... (PK) Chart

1 Month Roadrunner Transportatio... (PK) Chart

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