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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Quaint Oak Bancorp Inc (QB) | USOTC:QNTO | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 10.77 | 10.00 | 15.00 | 0.00 | 11:36:47 |
Quaint Oak Bancorp, Inc.
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(Exact Name of Registrant as Specified in Its Charter)
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Pennsylvania |
35-2293957
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(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.)
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501 Knowles Avenue, Southampton, Pennsylvania |
18966
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(Address of Principal Executive Offices)
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(Zip Code)
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Quaint Oak Bancorp, Inc. 2013 Stock Incentive Plan
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(Full Title of the Plan)
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Robert T. Strong
President and Chief Executive Officer
Quaint Oak Bancorp, Inc.
501 Knowles Avenue
Southampton, Pennsylvania 18966
(215) 364-4059
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Copies to:
Eric M. Marion, Esq.
Silver, Freedman, Taff & Tiernan LLP
3299 K Street, N.W., Suite 100
Washington, D.C. 20007
(202) 295-4500
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(Name, Address and Telephone Number of Agent For Service)
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CALCULATION OF REGISTRATION FEE
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Title of Securities to be Registered
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Amount to be
Registered (1)
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Proposed Maximum
Offering Price Per Share
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Proposed Maximum
Aggregate Offering Price
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Amount of
Registration Fee
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Common Stock, par value $.01 per share
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97,500 shares (2)
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$16.62(3)
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$1,620,934
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$ 208.78
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_________________________
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(1)
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Together with an indeterminate number of additional shares which may be necessary to adjust the number of shares reserved for issuance pursuant to the Quaint Oak Bancorp, Inc. 2013 Stock Incentive Plan (the “Plan”) as a result of a stock split, stock dividend or similar adjustment of the outstanding common stock, par value $.01 per share (“Common Stock”), of Quaint Oak Bancorp, Inc. (the “Company”).
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(2)
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Represents the shares which may be issued upon exercise of stock options to purchase shares of Common Stock granted under the Plan and shares of Common Stock which will be distributed upon the vesting of restricted stock awards.
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(3)
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Represents the weighted average price determined by: (a) the exercise price of $16.20 at which options for 45,707 shares of Common Stock have been granted under the Plan; and (b) $17.00, the average of the high and low price of the Common Stock as reported on May 19, 2014 for which 51,793 shares of Common Stock may be issued as stock awards or upon the exercise of stock options pursuant to the terms of the Plan.
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__________________________________
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Item 2.
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Registrant Information and Employee Plan Annual Information.*
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*
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Information required by Part I to be contained in the Section 10(a) prospectus is omitted from the registration statement in accordance with Rule 428 under the Securities Act and the “Note” to Part I on Form S-8.
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Item 3.
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Incorporation of Documents by Reference.
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(a)
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The Company’s Annual Report on Form 10-K for the year ended December 31, 2013;
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(b)
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All reports filed by the Company pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”), since the end of the fiscal year covered by the financial statements in the Form 10-K referred to in clause (a) above;
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(c)
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The description of the Common Stock of the Company contained in the Company’s Registration Statement on Form SB-2 filed with the Commission on March 21, 2007, as amended; and
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(d)
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All documents filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act after the date hereof and prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold.
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Item 4.
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Description of Securities.
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Item 5.
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Interests of Named Experts and Counsel.
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Item 6.
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Indemnification of Directors and Officers.
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6.3
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Third-Party Actions
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Item 7.
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Exemption from Registration Claimed.
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Item 8.
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Exhibits.
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No.
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Exhibit
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4.0
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Form of Common Stock certificate(1)
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5.0
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Opinion of Silver, Freedman, Taff & Tiernan LLP as to legality of the Common Stock
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10.0
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Quaint Oak Bancorp, Inc. 2013 Stock Incentive Plan(2)
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23.1
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Consent of Silver, Freedman, Taff & Tiernan LLP (included in Exhibit 5.0)
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23.2
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Consent of S.R. Snodgrass, P.C.
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23.3
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Consent of ParenteBeard LLC
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24.0
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Power of attorney for any subsequent amendments is located in the signature pages
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(1)
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Incorporated by reference from the Company’s Registration Statement on Form SB-2 (Commission File No. 333-141474) filed with the Commission on March 21, 2007.
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(2
)
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Incorporated by reference from the Company’s Definitive Proxy Statement for the annual meeting of stockholders held on May 8, 2013 (Commission File No. 000-52694) filed with the Commission on April 8, 2013.
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Item 9.
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Undertakings.
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QUAINT OAK BANCORP, INC. | ||||
By: | /s/Robert T. Strong | |||
Robert T. Strong | ||||
President and Chief Executive Officer |
Name
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Title
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Date
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/s/ Robert J. Phillips | Chairman of the Board | May 14, 2014 | ||
Robert J. Phillips
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/s/ Robert T. Strong | Director, President and Chief Executive | May 14, 2014 | ||
Robert T. Strong
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Officer (principal executive officer)
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/s/ John J. Augustine | Director and Chief Financial | May 14, 2014 | ||
John J. Augustine
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Officer (principal financial and
accounting officer)
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/s/ George M. Ager | Director | May 14, 2014 | ||
George M. Ager
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/s/ James J. Clarke | Director | May 16, 2014 | ||
James J. Clarke, Ph.D.
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/s/ Andrew E. DiPiero, Jr. | Director | May 14, 2014 | ||
Andrew E. DiPiero, Jr., Esq.
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/s/ Kenneth R. Gant | Director | May 14, 2014 | ||
Kenneth R. Gant, MBA
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/s/ Marsh B. Spink | Director | May 14, 2014 | ||
Marsh B. Spink
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1 Year Quaint Oak Bancorp (QB) Chart |
1 Month Quaint Oak Bancorp (QB) Chart |
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