Post-effective Amendment to Registration Statement (pos Am)

 

Registration No. 333-194860

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

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POST-EFFECTIVE AMENDMENT NO. 2 TO

Form S-1 Registration Statement No. 333-194860

UNDER

THE SECURITIES ACT OF 1933

 

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PERNIX GROUP, INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE		1520		36-4025775
(State or other jurisdiction of		(Primary Standard Industrial		(I.R.S. Employer
Incorporation or organization)		Classification Code Number)		Identification Number)

 

151 E. 22nd Street Lombard, Illinois 60148 [phone]		Carol Groeber Controller and Principal Accounting Officer 151 E. 22nd Street Lombard, Illinois 60148 [phone]
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)		(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

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With Copies of Communications to:

 

David J. Kaufman, Esq.

Thompson Coburn LLP

55 East Monroe Street

37th Floor

Chicago, IL 60603

[phone]

 

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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):

 

Large Accelerated filer	o			Accelerated filer		o
Non-Accelerated filer	o	(Do not check if a smaller reporting company)		Smaller reporting company		x

 

 

 

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TABLE OF CONTENTS

 

INCORPORATION BY REFERENCE	3
SIGNATURES	4

 

2

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INCORPORATION BY REFERENCE

 

This Post-Effective Amendment No. 2 (this “Post-Effective Amendment”) to the Registration Statement on Form S-1 (File No. 333-194860) is being filed pursuant to the undertaking of the Registration Statement to update and supplement information contained in the Registration Statement, as originally filed and declared effective by the Securities and Exchange Commission (the “SEC”) on May 12, 2014, to incorporate by reference the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2014, as filed with the SEC on August 14, 2014.

 

The information included updates and supplements this Registration Statement and the Prospectus contained herein.  No additional securities are being registered under this Post-Effective Amendment No. 2.  All applicable registration fees have been previously paid.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized in the, in the city of Lombard, State of Illinois, on the 15th day of August, 2014.

 

	PERNIX GROUP, INC.
	By:	/s/ Nidal Zayed
		Nidal Zayed
		President and Chief Executive Officer
	By:	/s/ Gregg D. Pollack
		Gregg D. Pollack
		Vice President — Administration and Chief Financial Officer
	By:	/s/ Carol J. Groeber
		Carol J. Groeber
		Corporate Controller and Principal Accounting Officer

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment has been signed by the following persons in the capacities indicated on the 15th day of August, 2014.

 

/s/ Don Gunther*			Chairman of the Board of Directors
Don Gunther
/s/ Max Engler*			Director
Max Engler
/s/ C. Robert Campbell*			Director
C. Robert Campbell
/s/ Trudy Clark*			Director
Trudy Clark
/s/ Carl Smith*			Director
Carl Smith
/s/ Gregg D. Pollack			Chief Financial Officer
Gregg D. Pollack
/s/ Carol J. Groeber			Corporate Controller and Principal Accounting Officer
Carol J. Groeber
/s/ Nidal Z. Zayed			Director, President and Chief Executive Officer
Nidal Z. Zayed
* By	/s/ Nidal Z. Zayed as attorney-in-fact.

 

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