Notification That Quarterly Report Will Be Submitted Late (nt 10-q)

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check one):

 

[  ] Form 10-K [  ] Form 20-F [  ] Form 11-K

[X] Form 10-Q [  ] Form 10-D [  ] Form N-SAR [  ] Form N-CSR

 

For the Period Ended: December 31, 2019

 

[  ]	Transition Report on Form 10-K
[  ]	Transition Report on Form 20-F
[  ]	Transition Report on Form 11-K
[  ]	Transition Report on Form 10-Q
[  ]	Transition Report on Form N-SAR

 

For the Transition Period Ended:

 

Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I - REGISTRANT INFORMATION

 

PHI GROUP, INC.

Full Name of Registrant

 

5348 Vegas Drive # 237

Address of Principal Executive Office (Street and Number)

 

Las Vegas, NV 89108

City, State and Zip Code

 

 

 

 

PART II - RULES 12b-25 (b) AND (c)

 

If the subject report could not be filed without reasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

[X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

[  ] (b) The subject annual report or semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

[  ] (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable).

 

PART III – NARRATIVE

 

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q for the fiscal quarter ended December 31, 2019, due to the requirement for additional time by the auditors to review its financial information to be included in the referenced Form 10-Q.

 

PART IV - OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification:

 

	Henry Fahman		(702)		475-5430
	(Name)		(Area Code)		(Telephone Number)

 

(2) Have all or other periodic report required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

 

[  ] Yes [X] No

 

Form 10-K for the fiscal year ended June 30, 2019.

 

Form 10-Q for the quarter ended September 30, 2019.

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

[X] Yes [  ] No

 

If so, attach an explanation of the significant change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made:

 

The results of operations of the Company for the quarter ended December 31, 2019 are expected to include the operating results of Vietnam-based Vinafilms Joint Stock Company, a reasonable estimate of which cannot be made until after a GAAP audit of Vinafilms’ financial statements for the fiscal year ended June 30, 2019 is completed by a PCAOB-registered accounting firm.

 

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PHI GROUP, INC.

(Name of Registrant Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 13, 2020	By:	/s/ Henry Fahman
		Henry Fahman
	Title:	Chairman & CEO

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

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