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OTLC Oncotelic Therapeutics Inc (QB)

0.0394
0.00108 (2.82%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Oncotelic Therapeutics Inc (QB) USOTC:OTLC OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00108 2.82% 0.0394 0.036 0.04 0.0394 0.0376 0.0376 21,310 19:37:32

Statement of Changes in Beneficial Ownership (4)

08/09/2021 10:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MAIDA ANTHONY E III
2. Issuer Name and Ticker or Trading Symbol

Oncotelic Therapeutics, Inc. [ OTLC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Clin. Ops. Officer
(Last)          (First)          (Middle)

29397 AGOURA RD, SUITE 107
3. Date of Earliest Transaction (MM/DD/YYYY)

9/3/2021
(Street)

AGOURA HILLS,, CA 91301
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options $0.1393 9/3/2021  A   600000     (1)9/3/2031 Common Stock 600000 $0 600000 D  

Explanation of Responses:
(1) Stock options vest as follows: (i) 1/5th on September 30, 2021; (ii) 1/5th on December 31, 2021; (iii) 1/5th on March 31, 2022; (iv) 1/5th on June 30, 2022; and (v) 1/5th on September 30, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MAIDA ANTHONY E III
29397 AGOURA RD
SUITE 107
AGOURA HILLS,, CA 91301
X
Chief Clin. Ops. Officer

Signatures
/s/ Anthony Maida9/8/2021
**Signature of Reporting PersonDate

1 Year Oncotelic Therapeutics (QB) Chart

1 Year Oncotelic Therapeutics (QB) Chart

1 Month Oncotelic Therapeutics (QB) Chart

1 Month Oncotelic Therapeutics (QB) Chart

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