Current Report Filing (8-k)

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

 Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): November 8, 2022

 

Odyssey Semiconductor Technologies, Inc.

 (Exact Name of Registrant as Specified in its Charter)

 

Delaware		333-234741		84-1766761
(State or other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

  

9 Brown Road

 Ithaca, NY 14850

(Address of Principal Executive Offices)

 

Registrant’s telephone number, including area code: [phone]

 

N/A

(Former Address of Principal Executive Offices)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation under any of the following provisions (see General Instruction A.2. below):

  

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐	Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act: None.

 

 

 

Section 7 – Regulation FD

 

Item 7.01. Regulation FD Disclosure

 

On November 8, 2022, Odyssey Semiconductor Technologies, Inc. (the “Company”) published a press release regarding its financial results for the third quarter of 2022. On the same day, the Company also held a conference call and webcast to discuss its financial results for the quarter and made available on its website the slides for such presentation. 

 

A copy of the press release and the presentation slides are furnished hereto as Exhibits 99.1 and 99.2, respectively. The information contained in this Current Report on Form 8-K (including the exhibits) is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

 

Section 9 – Financial Statements and Exhibits

 

Item 9.01. Financial Statements and Exhibits

 

© Exhibits

  

Exhibit No.		Description
99.1		Press Release dated November 8, 2022
99.2		Presentation Slides dated November 8, 2022
104		Cover Pager Interactive Data File, formatted in Inline XBRL document

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

  

Date: November 8, 2022	Odyssey Semiconductor Technologies, Inc.
	By:	/s/ Mark Davidson
		Name: Mark Davidson
		Title: Chief Executive Officer