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NXEN Nexien BioPharma Inc (QB)

0.0163
-0.0115 (-41.37%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Nexien BioPharma Inc (QB) USOTC:NXEN OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0115 -41.37% 0.0163 0.0163 0.029 0.02459 0.0163 0.02081 50,276 19:09:27

Amended Statement of Changes in Beneficial Ownership (4/a)

25/08/2020 10:20pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Greenberg Richard S
2. Issuer Name and Ticker or Trading Symbol

NEXIEN BIOPHARMA, INC. [ KDRH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Executive Officer
(Last)          (First)          (Middle)

4340 E KENTUCKY AVE, SUITE 206
3. Date of Earliest Transaction (MM/DD/YYYY)

8/12/2020
(Street)

GLENDALE, CO 80246
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

8/14/2020 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/12/2020  C  V 1797192 A$0.014 2685192 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options to purchase common stock (right to buy) $0.655           10/26/2018 10/26/2025 Common Stock 100000  100000 D  
Options to purchase common stock (right to buy) $0.54           7/25/2018 7/25/2025 Common Stock 150000  150000 D  
Options to purchase common stock (right to buy) $0.08           8/19/2020 8/19/2027 Common Stock 2500000  2500000 D  

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Greenberg Richard S
4340 E KENTUCKY AVE
SUITE 206
GLENDALE, CO 80246
X
Chief Executive Officer

Signatures
Richard S. Greenberg8/25/2020
**Signature of Reporting PersonDate

1 Year Nexien BioPharma (QB) Chart

1 Year Nexien BioPharma (QB) Chart

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1 Month Nexien BioPharma (QB) Chart

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