Specialized Disclosure Report (sd)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM SD

Specialized Disclosure Report

 

 

 

Netlist, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware		001-33170		95-4812784
(State or other jurisdiction of incorporation or organization)		(Commission File Number)		(IRS Employer Identification No.)

 

175 Technology Drive, Suite 150

Irvine, California 92618
(Address of principal executive offices) (Zip Code)

 

Chun K. Hong

President and Chief Executive Officer

[phone]

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

A copy of Netlist, Inc.’s Conflict Minerals Report for the reporting period from January 1, 2019 to December 31, 2019 (the “Conflict Minerals Report”) is filed as Exhibit 1.01 hereto and is publicly available at http://www.netlist.com/company/corporate-responsibility.

 

Item 1.02 Exhibit

 

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

 

Section 2 – Exhibits

 

Item 2.01 Exhibits.

 

Exhibit No.		Description
1.01		Conflict Minerals Report of Netlist, Inc. as required by Items 1.01 and 1.02 of this Form SD.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Netlist, Inc

By:	/s/ Gail Sasaki		Date: May 21, 2020
	Gail Sasaki
	Vice President and Chief Financial Officer

 

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