Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Date: 30 December 2022

 

Commission File Number: 001-14958

 

 

NATIONAL GRID plc

 

(Translation of registrant’s name into English)

 

England and Wales

 

(Jurisdiction of Incorporation) 

 

 

1-3 Strand, London, WC2N 5EH, United Kingdom

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

☒  Form 20-F      ☐  Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.  ☐  Yes    ☒  No

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a

 

 

 

 

 

 

 

 

 

EXHIBIT INDEX

 

Exhibit No.	Description
99.1	Exhibit 99.1 Announcement sent to the London Stock Exchange on 1 December 2022 — Total Voting Rights
99.2	Exhibit 99.2 Announcement sent to the London Stock Exchange on 8 December 2022 — Director/PDMR Shareholding
99.3	Exhibit 99.2 Announcement sent to the London Stock Exchange on 13 December 2022 — Director/PDMR Shareholding

 

Exhibit 99.1

 

1 December 2022  

 

National Grid plc ('National Grid' or 'Company')

 

Voting Rights and Capital Update

 

National Grid's registered capital as of 30 November 2022 consisted of 3,914,359,015 ordinary shares, of which, 254,057,787 were held as treasury shares; leaving a balance of 3,660,301,228 shares with voting rights.

The figure of 3,660,301,228 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA Disclosure Guidance and Transparency Rules.

  

Pritti Patel

Deputy Company Secretary & General Counsel, Corporate

 

 

Exhibit 99.2

 

8 December 2022

 

National Grid plc ('National Grid' or 'Company')

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')

 

This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs. 

In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Andy Agg
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Monthly purchase of securities ("partnership shares") under the Share Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 10.258091	15
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2022.12.07
f)	Place of the transaction	London Stock Exchange (XLON)

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	John Pettigrew
2	Reason for the notification
a)	Position/status	Chief Executive Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Monthly purchase of securities ("partnership shares") under the Share Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 10.258091	15
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2022.12.07
f)	Place of the transaction	London Stock Exchange (XLON)

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Will Serle
2	Reason for the notification
a)	Position/status	Chief People & Culture Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Monthly purchase of securities ("partnership shares") under the Share Incentive Plan
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		GBP 10.258091	15
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2022.12.07
f)	Place of the transaction	London Stock Exchange (XLON)

 

 

 

Exhibit 99.3

 

13 December 2022

 

National Grid plc ('National Grid' or 'Company')

 

Notification of Transactions of Persons Discharging Managerial

Responsibilities ('PDMRs')

 

This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the grant of options to the following PDMRs, under the Company's Sharesave Plan ('SAYE').

In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.

The Company also announces a correction to the announcement made on 29 December 2021. Due to an administration error, it was incorrectly announced that Ben Wilson, Chief Strategy and External Affairs Officer, was granted an option over Ordinary shares under the 2021/22 Sharesave Plan. The amended announcement is included below in full.

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Will Serle
2	Reason for the notification
a)	Position/status	Group Chief People & Culture Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Grant of a 5 year option over Ordinary shares under the National Grid 2022/23 Sharesave Plan which will first become exercisable 1 April 2028.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£8.06	3,722
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2022.12.13
f)	Place of the transaction	Outside a Trading Venue

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Ben Wilson
2	Reason for the notification
a)	Position/status	Chief Strategy and External Affairs Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Grant of a 5 year option over Ordinary shares under the National Grid 2022/23 Sharesave Plan which will first become exercisable 1 April 2028.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£8.06	3,722
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2022.12.13
f)	Place of the transaction	Outside a Trading Venue

 

 

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Ben Wilson
2	Reason for the notification
a)	Position/status	Chief Strategy and External Affairs Officer
b)	Initial notification /Amendment	Amendment
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	National Grid plc
b)	LEI	8R95QZMKZLJX5Q2XR704
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares of 12 204/473p each    GB00BDR05C01
b)	Nature of the transaction	Grant of a 5 year option over Ordinary shares under the National Grid 2021/22 Sharesave Plan which will first become exercisable 1 April 2027.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£8.03	0
d)	Aggregated information   - Aggregated volume   - Price
e)	Date of the transaction	2021.12.24
f)	Place of the transaction	Outside a Trading Venue

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

	NATIONAL GRID plc
	By:	/s/Ceri Jamond _______________________
		Ceri Jamond Senior Assistant Company Secretary

 

 

 

Date: 30 December 2022