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FCNCB First Citizen Bancshares Inc (PK)

1,569.99
-5.01 (-0.32%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
First Citizen Bancshares Inc (PK) USOTC:FCNCB OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -5.01 -0.32% 1,569.99 1,525.00 1,569.99 1,569.9926 1,540.00 1,569.99 42 21:00:00

Statement of Changes in Beneficial Ownership (4)

14/08/2020 8:04pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Holding Olivia Britton
2. Issuer Name and Ticker or Trading Symbol

FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

PO BOX 1352
3. Date of Earliest Transaction (MM/DD/YYYY)

7/8/2020
(Street)

SMITHFIELD, NC 27577
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common         554020 D  
Class A Common 7/8/2020  G  V 6000 A$0.00 6080 I By: Olivia B. Holding Revocable Trust 
Class A Common         10544 I As beneficiary of Trust 
Class A Common         12152 I Co-Trustee of Peter McDonald Bristow 2019 Irrevocable Family Trust 
Class A Common         2675 I (1)By Holding Properties, LLC 
Class A Common         827 I (1)By E&F Properties, Inc. 
Class A Common         12530 I (1)By Twin States Farming, Inc. 
Class A Common         192063 I (1)By Southern BancShares (N.C.), Inc. and subsidiary 
Class A Common         174469 I (1)By Yadkin Valley Company and subsidiary 
Class A Common         100000 I (1)By Fidelity BancShares (N.C.), Inc. 
Class B Common         4244 D  
Class B Common         1225 I As beneficiary of Trust 
Class B Common         116973 I By: Olivia B. Holding Revocable Trust 
Class B Common         2156 I (1)By Holding Properties, LLC 
Class B Common         200 I (1)By E&F Properties, Inc. 
Class B Common         1355 I (1)By Twin States Farming, Inc. 
Class B Common         22619 I (1)By Southern BancShares (N.C.), INc. and subsidiary 
Class B Common         4150 I (1)By Yadkin Valley Company and subsidiary 
Depositary Shares (2)        22000 I (1)By Holding Properties, LLC 
Depositary Shares (2)        80000 I (1)By Southern BancShares (N.C.), Inc. 
Depositary Shares (2)        200000 I (1)By Fidelity BancShares (N.C.), Inc. 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
(2) Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Holding Olivia Britton
PO BOX 1352
SMITHFIELD, NC 27577

X


Signatures
Olivia B. Holding, By: William R. Lathan, Jr., Attorney-in-fact8/1/2020
**Signature of Reporting PersonDate

1 Year First Citizen Bancshares (PK) Chart

1 Year First Citizen Bancshares (PK) Chart

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1 Month First Citizen Bancshares (PK) Chart

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