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FCNCB First Citizen Bancshares Inc (PK)

1,965.50
-0.50 (-0.03%)
26 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
First Citizen Bancshares Inc (PK) USOTC:FCNCB OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.50 -0.03% 1,965.50 1,946.01 1,988.99 1,966.01 1,965.50 1,966.01 3 22:00:00

Form 4 - Statement of changes in beneficial ownership of securities

20/12/2023 5:01pm

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BRISTOW PETER M

(Last) (First) (Middle)
4300 SIX FORKS ROAD

(Street)
RALEIGH NC 27609

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
12/18/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 12/18/2023 G 33 D $0.00 8,748 I As Trustee for Peter M. Bristow 2nd Amdended and Restated Trust
Class A Common 12/18/2023 G 36 D $0.00 321,695(1) I Claire Holding Bristow 2nd Amended and Restated Trust
Class A Common 30,000(1) I By Spouse
Class A Common 14,500(1) I As Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
Class A Common 42,078(1) I As Trustee for Claire H. Bristow 2020 GRAT Family Trust
Class A Common 12,152(1) I Spouse as co-trustee for Peter McDonald Bristow 2019 Irrevocble Family Trust
Class A Common 10,858(1) I Spouse as beneficiary of trust
Class A Common 6,106(1) I PMB Investments, LLC
Class A Common 2,154(1) I CRB Investments, LLC
Class A Common 2,045(1) I EHB Investments, LLC
Class A Common 19,041(1) I As trustee for PMB Trust 2011
Class A Common 19,041(1) I As trustee for CRB Trust 2011
Class A Common 19,041 I As trustee for EHB Trust 2011
Class B Common 538 I As Trustee for Peter M. Bristow 2nd Amdended and Restated Trust
Class B Common 43,717(1) I Claire Holding Bristow 2nd Amended and Restated Trust
Class B Common 40,014(1) I As Trustee for Claire H. Bristow 2020 GRAT Family Trust
Class B Common 1,250(1) I Spouse as beneficiary of trust
Class B Common 8,350(1) I PMB Investments, LLC
Class B Common 8,850(1) I CRB Investments, LLC
Class B Common 8,710(1) I EHB Investments, LLC
Depositary Shares(2) 41,285(1) I Claire Holding Bristow 2nd Amended and Restated Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
2. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
Peter M. Bristow, By: E. Knox Proctor V, Attorney-in-fact 12/20/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

1 Year First Citizen Bancshares (PK) Chart

1 Year First Citizen Bancshares (PK) Chart

1 Month First Citizen Bancshares (PK) Chart

1 Month First Citizen Bancshares (PK) Chart