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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Azarga Metals Corporation (PK) | USOTC:EUUNF | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.021 | 0.0001 | 64.03 | 7 | 22:00:01 |
Form X-17A-5 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | OMB APPROVAL |
FORM X-17A-5 | OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
Report for the Period Beginning | 01-01-2019 |
and Ending | 12-31-2019 |
Type of Registrant | X Broker-dealer |
OTC derivatives dealer |
Material Weakness | |
Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes X No |
Name of Broker-dealer | COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. |
Address 1 | 225 FRANKLIN STREET |
City | BOSTON |
State/Country |
MASSACHUSETTS
|
Mailing Zip/ Portal Code | 02110 |
Name | elaine.fahey@ampf.com |
Telephone Number | 612-671-2523 |
Name - if individual, state last, first, and middle name | PricewaterhouseCoopers, LLC |
Address 1 | One North Wacker Drive |
City | Chicago |
State/Country |
ILLINOIS
|
Mailing Zip/ Postal Code | 60606 |
Check One |
X
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
Signature | Jeffrey J. Scherman |
Title | Chief Financial Officer |
Checking this box acknowledges that this oath or affirmation has been notarized. |
X This regulatory filing also includes additional resources: cmid_sofc.pdf
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